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ZACHARY LARSON
ZAC LARSON, ZACHARY ANDERS LARSON
CRD#: 3235430
IA
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THRIVENT ADVISOR NETWORK, LLCCRD#: 304569 1460 Bond St,
Suite 120
Naperville, IL 60540
Suite 120
Naperville, IL 60540
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 1460 Bond St
Naperville, IL 60563
Naperville, IL 60563
View By:
3/12/2014
Civil Bond
State Registrations
B
Arizona 11/1/2024
B
Nevada 1/27/2025
B
California 10/16/2024
B
North Carolina 10/17/2024
B
Colorado 10/17/2024
B
North Dakota 10/21/2024
B
Florida 10/17/2024
B
Ohio 10/16/2024
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Illinois 9/29/2020
B
Pennsylvania 10/17/2024
B
Illinois 9/6/2024
B
South Carolina 10/16/2024
B
Indiana 10/16/2024
B
Tennessee 10/17/2024
B
Iowa 10/17/2024
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Texas 8/19/2022
B
Maryland 10/29/2024
B
Texas 10/17/2024
B
Massachusetts 10/16/2024
B
Virginia 10/17/2024
B
Michigan 10/18/2024
B
Washington 10/16/2024
B
Minnesota 10/16/2024
B
Wisconsin 10/22/2024
B
Missouri 10/17/2024
SRO Registrations
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Registered with this firm since 8/14/2024
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Registered with this firm since 9/29/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/24/2020 - 08/05/2024 | Naperville, IL | |
IA | 11/12/2003 - 09/24/2020 | Naperville, IL | |
B | 07/01/2002 - 09/24/2020 | Naperville, IL | |
B | 07/25/2001 - 07/01/2002 | MINNEAPOLIS, MN | |
B | 09/05/2000 - 12/31/2000 | DULUTH, GA | |
B | 06/10/1999 - 04/10/2000 | MINNEAPOLIS, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.