Individual Firm
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MICKEY MURDOCK MORTON
CRD#: 3089359
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1040 RANDOLPH ST
FL 2
THOMASVILLE, NC 27361
FL 2
THOMASVILLE, NC 27361
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 151 S FAYETTEVILLE ST
LIBERTY, NC 27298
LIBERTY, NC 27298
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Arizona 6/3/2024
B
Nebraska 6/3/2024
B
Arkansas 7/31/2024
B
North Carolina 2/17/2021
B
California 6/3/2024
IA
North Carolina 3/2/2021
B
District of Columbia 6/3/2024
B
Ohio 6/3/2024
B
Florida 2/17/2021
B
Pennsylvania 6/3/2024
B
Georgia 6/3/2024
B
South Carolina 2/17/2021
B
Kentucky 2/17/2021
B
Texas 6/3/2024
B
Massachusetts 6/3/2024
B
Virginia 9/22/2021
B
Minnesota 6/3/2024
B
Washington 6/3/2024
SRO Registrations
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IA
Registered with this firm since 3/2/2021
B
Registered with this firm since 2/17/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2018 - 03/02/2021 | RICHMOND, VA | |
B | 01/02/2018 - 02/17/2021 | RICHMOND, VA | |
IA | 12/05/2017 - 01/02/2018 | SIMPSONVILLE, SC | |
B | 12/05/2017 - 01/02/2018 | SIMPSONVILLE, SC | |
IA | 04/13/2017 - 12/13/2017 | DURHAM, NC | |
B | 04/13/2017 - 12/13/2017 | DURHAM, NC | |
IA | 11/01/2016 - 04/13/2017 | GREENSBORO, NC | |
B | 11/01/2016 - 04/13/2017 | GREENSBORO, NC | |
IA | 04/15/2014 - 11/01/2016 | BURLINGTON, NC | |
B | 04/15/2014 - 11/01/2016 | BURLINGTON, NC | |
IA | 03/13/2008 - 04/07/2014 | DURHAM, NC | |
B | 08/21/1998 - 04/07/2014 | DURHAM, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.