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ANDREW TIM LOOK KAM
ANDREW TL KAM, ANDY KAM
CRD#: 2960495
IA
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VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 711 KAPIOLANI BLVD SUITE 1400
HONOLULU, HI 96813
HONOLULU, HI 96813
0
Disclosures
26
Years of Experience
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State Registrations
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California 12/24/2015
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New York 6/24/2019
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Colorado 1/13/2021
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New York 4/28/2023
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Hawaii 1/3/2011
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Oregon 1/13/2021
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Hawaii 1/3/2011
B
Utah 1/2/2025
SRO Registrations
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Registered with this firm since 1/3/2011
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Registered with this firm since 1/3/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/04/2007 - 01/03/2011 | HONOLULU, HI | |
B | 01/04/2007 - 01/03/2011 | HONOLULU, HI | |
IA | 09/25/2006 - 12/31/2006 | HONOLULU, HI | |
B | 10/21/2002 - 12/31/2006 | HONOLULU, HI | |
B | 12/18/1997 - 12/07/2001 | PURCHASE, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.