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CHRISTINE NOELLE JOHNSTON
CHRISTINE NOELLE BAUGH, CHRIS NOELLE JOHNSTON, CHRISTINE JOHNSTON, CHRISTINE NOELLE PRINE
CRD#: 2930060
IA
B
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 1070 Commerce Dr Bldg 3
Perrysburg, OH 43551
Perrysburg, OH 43551
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 1070 COMMERCE DR BLDG 3
PERRYSBURG, OH 43551-5259
PERRYSBURG, OH 43551-5259
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9/15/2014
Judgment / Lien
9/9/2014
Judgment / Lien
12/10/2010
Judgment / Lien
State Registrations
B
Ohio 3/4/2021
IA
Ohio 11/1/2021
SRO Registrations
B
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IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 3/3/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/16/2021 - 11/01/2021 | LINCOLN, NE | |
B | 06/16/2015 - 07/01/2020 | PORT CLINTON, OH | |
B | 01/10/2012 - 05/01/2015 | PORT CLINTON, OH | |
B | 09/08/1997 - 06/19/2001 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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