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Detailed Report
ERIC STANTON HAUSER
CRD#: 2806140
IA
Investment Adviser
B
Broker
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 30 Hendersonville Rd., Ste. 2
Asheville, NC 28803
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 30 Hendersonville Rd.
Ste. 2
Asheville, NC 28803
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2010 - 2017 (7 years)2 FIRMS2017 - Present (7 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)1997 - 2010 (12 years)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)1996 - 2001 (5 years)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2002 - 2010 (7 years)
License(s)

State Registrations

B
Florida 8/23/2017
IA
North Carolina 8/23/2017
B
Illinois 12/22/2023
B
South Carolina 8/23/2017
B
North Carolina 8/23/2017
B
Tennessee 6/14/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
KESTRA INVESTMENT SERVICES, LLC (CRD#:42046)
30 Hendersonville Rd. Ste. 2, Asheville, NC 28803
FLETCHER, NC
Registered with this firm since 8/23/2017
IA
KESTRA ADVISORY SERVICES, LLC (CRD#:283330)
30 Hendersonville Rd., Ste. 2, Asheville, NC 28803
FLETCHER, NC
Registered with this firm since 8/23/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/22/2010 - 08/25/2017 WFG ADVISORS, LP (CRD#:125073) ASHEVILLE, NC
B
 03/22/2010 - 08/25/2017 WFG INVESTMENTS, INC. (CRD#:22704) ASHEVILLE, NC
IA
 09/03/2002 - 03/25/2010 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) BRENTWOOD, TN
B
 08/27/1997 - 03/25/2010 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) BRENTWOOD, TN
B
 10/28/1996 - 12/31/2001 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.