Individual Firm
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JEFFREY JOHN MCTIERNAN
JEFF MCTIERNAN
CRD#: 2804490
IA
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VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 YORKTOWN HEIGHTS, NY
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Disclosures
24
Years of Experience
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State Registrations
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Connecticut 4/18/2012
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New Jersey 8/9/2011
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Connecticut 4/18/2012
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New York 7/19/2011
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Florida 12/12/2022
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New York 8/16/2021
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Florida 12/13/2022
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North Carolina 5/2/2023
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Georgia 11/27/2013
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North Carolina 5/9/2023
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Georgia 12/2/2013
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Pennsylvania 9/23/2011
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Kentucky 8/27/2019
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Pennsylvania 9/23/2011
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New Jersey 8/9/2011
SRO Registrations
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Registered with this firm since 8/9/2011
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Registered with this firm since 7/19/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/02/2010 - 07/27/2011 | NEW CITY, NY | |
B | 07/09/2010 - 07/27/2011 | NEW CITY, NY | |
B | 10/22/2009 - 02/10/2010 | PALO ALTO, CA | |
B | 05/22/2009 - 10/16/2009 | WHITEPLAINS, NY | |
B | 01/09/2009 - 01/23/2009 | LANSING, MI | |
B | 08/22/2007 - 11/04/2008 | DENVER, CO | |
B | 07/25/2005 - 06/15/2007 | NEW YORK CITY, NY | |
B | 08/13/2003 - 10/01/2004 | NEW YORK, NY | |
B | 11/20/2001 - 04/29/2003 | NEW YORK, NY | |
B | 10/05/2001 - 10/25/2001 | MINNEAPOLIS, MN | |
B | 07/18/2001 - 08/30/2001 | NEW YORK, NY | |
B | 08/03/1998 - 04/10/2000 | NASHVILLE, TN | |
B | 03/07/1997 - 04/01/1998 | PURCHASE, NY | |
B | 10/10/1996 - 03/03/1997 | WOODBURY, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.