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Richard S Capitani
Richard Steven Capitani, Rick Capitani
CRD#: 2719442
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 901 3rd Ave S
MINNEAPOLIS, MN 55402
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2011 - 2022 (10 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2011 (<1 year)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2009 - 2011 (1 year)BWHALE SECURITIES CO., L.P. (CRD# 13516)1996 - 1997 (<1 year)IAU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2012 - 2022 (10 years)
License(s)

State Registrations

B
Minnesota 8/8/2023

IA
Minnesota 8/8/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
901 3rd Ave S, MINNEAPOLIS, MN 55402
Eagan, MN
Registered with this firm since 8/8/2023

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
901 3rd Ave S, MINNEAPOLIS, MN 55402
Eagan, MN
Registered with this firm since 8/8/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/22/2022 - 06/06/2023 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) MENDOTA HTS, MN
B
08/19/2022 - 06/06/2023 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MENDOTA HTS, MN
IA
05/02/2012 - 06/30/2022 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
B
11/01/2011 - 06/30/2022 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
B
01/03/2011 - 11/07/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) MINNEAPOLIS, MN
B
03/12/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MINNEAPOLIS, MN
B
05/10/1996 - 03/04/1997 WHALE SECURITIES CO., L.P. (CRD#:13516) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
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