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Detailed Report
WALTER BRIAN GIRNIS
CRD#: 2695589
IA
Investment Adviser
B
Broker
FAITHWARD ADVISORS, LLCCRD#: 116978 4100 Vestal Road, Suite 105
Vestal, NY 13850
OSAIC WEALTH, INC.CRD#: 23131 4100 Vestal Road
SUITE 105
Vestal, NY 13850
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - 2012 (1 year)2 FIRMS2024 - Present (<1 year)BAMERICAN PORTFOLIOS FINANCIAL ... (CRD# 18487)2022 - 2024 (2 years)BIBN FINANCIAL SERVICES, INC. (CRD# 42360)2015 - 2018 (3 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2015 - 2015 (<1 year)BIBN FINANCIAL SERVICES, INC. (CRD# 42360)2012 - 2014 (1 year)BWADDELL & REED, INC. (CRD# 866)2009 - 2010 (1 year)BLPL FINANCIAL CORPORATION (CRD# 6413)2005 - 2008 (2 years)BEDWARD JONES (CRD# 250)2002 - 2005 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2002 (1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1996 - 2000 (4 years)
Disclosure(s)
View By:
12/30/2015
Financial
Final
License(s)

State Registrations

IA
New York 8/21/2024
B
New York 11/8/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FAITHWARD ADVISORS, LLC (CRD#:116978)
4100 Vestal Road, Suite 105, Vestal, NY 13850
Registered with this firm since 8/21/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
4100 Vestal Road SUITE 105, Vestal, NY 13850
Registered with this firm since 10/11/2024
Previous Registration(s)
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B
 01/06/2022 - 10/11/2024 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) Vestal, NY
B
 08/07/2015 - 08/01/2018 IBN FINANCIAL SERVICES, INC. (CRD#:42360) Binghamton, NY
B
 03/05/2015 - 08/12/2015 MML INVESTORS SERVICES, LLC (CRD#:10409) Binghamton, NY
B
 12/03/2012 - 04/07/2014 IBN FINANCIAL SERVICES, INC. (CRD#:42360) ENDWELL, NY
IA
 10/28/2011 - 09/28/2012 METLIFE SECURITIES INC. (CRD#:14251) JOHNSON CITY, NY
B
 09/26/2011 - 09/28/2012 METLIFE SECURITIES INC. (CRD#:14251) JOHNSON CITY, NY
IA
 01/24/2011 - 09/22/2011 NATIONWIDE SECURITIES, LLC (CRD#:11173) NORWICH, NY
B
 01/24/2011 - 09/22/2011 NATIONWIDE SECURITIES, LLC (CRD#:11173) NORWICH, NY
B
 12/14/2009 - 12/06/2010 WADDELL & REED, INC. (CRD#:866) ALBANY, NY
IA
 01/25/2008 - 11/11/2009 QUESTAR ASSET MANAGEMENT, INC. (CRD#:133358) MINNEAPOLIS, MN
B
 01/23/2008 - 11/11/2009 QUESTAR CAPITAL CORPORATION (CRD#:43100) BINGHAMTON, NY
B
 07/18/2005 - 01/25/2008 LPL FINANCIAL CORPORATION (CRD#:6413) MONTROSE, PA
B
 11/27/2002 - 07/05/2005 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
 12/22/2000 - 11/20/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 01/26/1996 - 09/06/2000 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.