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Detailed Report
DIANE MARIE KIMBRO
CRD#: 2694413
IA
Investment Adviser
B
Broker
STONEKIMBROCRD#: 317356 940 SOUTH COAST DRIVE
SUITE 125
COSTA MESA, CA 92626
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 825 Colorado Blvd.
SUITE 201
Los Angeles, CA 90041
Registration History
1996199820002002200420062008201020122014201620182020202220242026IASTONEKIMBRO (CRD# 317356)2022 - Present (3 years)IAINDEPENDENT FINANCIAL GROUP, LLC (CRD# 7717)2011 - Present (13 years)BINDEPENDENT FINANCIAL GROUP, LLC (CRD# 7717)2010 - Present (14 years)BAFA FINANCIAL GROUP, LLC (CRD# 127648)2005 - 2010 (4 years)BAIG FINANCIAL ADVISORS, INC. (CRD# 133763)2005 - 2005 (<1 year)BSENTRA SECURITIES CORPORATION (CRD# 10249)1998 - 2005 (6 years)BUNITED PACIFIC SECURITIES, INC. (CRD# 21986)1996 - 1998 (2 years)
License(s)

State Registrations

B
Alaska 11/22/2024
B
Colorado 1/13/2021
B
California 6/23/2010
B
South Carolina 11/2/2020
IA
California 10/3/2011
B
Washington 9/17/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STONEKIMBRO (CRD#:317356)
940 SOUTH COAST DRIVE SUITE 125, COSTA MESA, CA 92626
Registered with this firm since 2/25/2022
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
825 Colorado Blvd. SUITE 201, Los Angeles, CA 90041
940 SOUTH COAST DRIVE SUITE 125, COSTA MESA, CA 92626
Registered with this firm since 10/3/2011
B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
825 Colorado Blvd. SUITE 201, Los Angeles, CA 90041
940 SOUTH COAST DRIVE SUITE 125, COSTA MESA, CA 92626
Registered with this firm since 6/23/2010
Previous Registration(s)
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B
 12/01/2005 - 04/29/2010 AFA FINANCIAL GROUP, LLC (CRD#:127648) PASADENA, CA
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 10/31/2005 - 11/04/2005 AIG FINANCIAL ADVISORS, INC. (CRD#:133763) SCOTTSDALE, AZ
B
 11/16/1998 - 10/31/2005 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
B
 03/13/1996 - 11/16/1998 UNITED PACIFIC SECURITIES, INC. (CRD#:21986) CARLSBAD, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.