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Investment Adviser Firm Summary
INDEPENDENT FINANCIAL GROUP, LLC ( CRD # 7717/SEC#:801-62667,8-22870 )
HAGERTY STEWART & ASSOCIATES LLC, INDEPENDENT FINANCIAL GROUP, LLC, INDEPENDENT FINANCIAL GROUP, INC, IFG FINANCIAL GROUP, LLC, HAGERTY, VAN MOURICK & LOGAN…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm
REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved1/30/2004
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama1/30/2004
Alaska1/4/2008
Arizona1/30/2004
Arkansas3/7/2012
California6/16/2003
Colorado3/12/2008
Connecticut1/2/2008
Delaware1/12/2009
District of Columbia11/12/2009
Florida6/30/2004
Georgia9/29/2005
Hawaii11/5/2009
Idaho11/7/2006
Illinois4/14/2008
Indiana9/27/2004
Iowa3/14/2011
Kansas1/19/2010
Kentucky10/5/2005
Louisiana12/6/2010
Maine3/7/2012
Maryland4/2/2004
Massachusetts5/19/2008
Michigan11/3/2008
Minnesota1/12/2008
Mississippi12/6/2010
Missouri1/19/2006
Montana4/24/2007
Nebraska7/12/2007
Nevada1/2/2008
New Hampshire3/7/2012
New Jersey10/4/2005
New Mexico10/29/2008
New York11/1/2004
North Carolina9/29/2005
North Dakota3/3/2009
Ohio8/6/2004
Oklahoma2/7/2012
Oregon7/9/2004
Pennsylvania5/20/2008
Puerto Rico7/16/2014
Rhode Island8/9/2010
South Carolina8/9/2010
South Dakota11/17/2010
Tennessee2/10/2009
Texas9/29/2005
Utah1/19/2006
Vermont4/14/2010
Virginia10/2/2007
Washington2/10/2004
West Virginia9/30/2010
Wisconsin1/2/2008
Wyoming3/11/2020
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.