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WILLIAM GARDNER KARNES
WILL KARNES
CRD#: 2679832
IA
B
FIRST HORIZON ADVISORS, INCCRD#: 17117 800 S. GAY STREET
KNOXVILLE, TN 37929
KNOXVILLE, TN 37929
0
Disclosures
29
Years of Experience
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State Registrations
B
Alabama 6/7/2019
B
North Carolina 1/5/2009
B
Arkansas 12/23/2015
B
Ohio 7/28/2017
B
California 3/20/2009
B
Pennsylvania 4/29/2024
B
Colorado 2/11/2021
B
South Carolina 4/29/2024
B
Florida 1/14/2010
B
Tennessee 6/2/2006
B
Georgia 4/9/2010
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Tennessee 10/10/2013
B
Kentucky 5/22/2015
B
Virginia 6/24/2019
B
Maryland 7/13/2022
B
Washington 5/12/2017
B
New York 1/27/2009
B
Wisconsin 5/13/2021
SRO Registrations
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IA
Registered with this firm since 10/10/2013
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Registered with this firm since 6/2/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/23/2009 - 10/10/2013 | MEMPHIS, TN | |
IA | 06/02/2006 - 03/30/2012 | MEMPHIS, TN | |
IA | 02/09/2006 - 06/06/2006 | KNOXVILLE, TN | |
B | 10/24/2005 - 06/06/2006 | KNOXVILLE, TN | |
B | 11/24/2003 - 10/17/2005 | BIRMINGHAM, AL | |
B | 11/15/1995 - 11/17/2003 | SPRINGFIELD, MA | |
B | 11/15/1995 - 11/17/2003 | NEW YORK, NY |
MEMPHIS, TN
04/23/2009 - 10/10/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.