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Investment Adviser Firm Summary
FIRST HORIZON ADVISORS, INC ( CRD # 17117/SEC#:801-78594,8-35061 )
FIRST HORIZON ADVISORS, INC, FTB ADVISORS, INC., FIRST TENNESSEE DISCOUNT BROKERAGE, INC., FIRST TENNESSEE BROKERAGE, INC., FIRST HORIZON INVESTMENT SERVICES, A DIVISION OF FIRST TENNESSEE BROKERAGE, INC.…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm
REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved5/31/2013
ArizonaTerminated5/28/2004
ArkansasTerminated5/25/2004
CaliforniaTerminated6/15/2004
DelawareTerminated5/28/2004
GeorgiaTerminated5/28/2004
MarylandTerminated7/13/2004
MissouriTerminated5/28/2004
New JerseyTerminated3/29/2007
North CarolinaTerminated6/24/2004
PennsylvaniaTerminated7/12/2004
TennesseeTerminated8/14/2004
TexasTerminated7/15/2004
VirginiaTerminated7/22/2004
WashingtonTerminated8/29/2002
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama5/31/2013
Arizona5/31/2013
Arkansas5/31/2013
California5/31/2013
Colorado5/31/2013
Connecticut3/30/2023
Delaware10/8/2021
District of Columbia3/30/2018
Florida9/17/2013
Georgia5/31/2013
Idaho11/10/2020
Illinois9/17/2013
Indiana5/31/2013
Kansas3/31/2022
Kentucky5/31/2013
Louisiana5/31/2013
Maryland5/31/2013
Michigan5/31/2013
Mississippi5/31/2013
Missouri5/31/2013
Nebraska6/30/2016
Nevada3/31/2022
New Hampshire3/31/2017
New Jersey9/26/2013
New York9/16/2013
North Carolina5/31/2013
Ohio5/31/2013
Oklahoma9/26/2013
Pennsylvania5/31/2013
South Carolina5/31/2013
South Dakota11/15/2016
Tennessee5/31/2013
Texas5/31/2013
Utah10/8/2021
Virginia5/31/2013
Washington5/31/2013
Wisconsin5/31/2013
Wyoming3/29/2024
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.