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Claimants allege that advisor formerly associated with respondent recommended unsuitable REITs, to include $50,000 with CNL Lifestyle Properties REIT in June 2007 and $50,000 with KBS REIT in May 2008. They allege fraud and misrepresentation, breach of fiduciary duty, breach of contract, violation of FINRA rules, negligence, and unjust enrichment and seek $99,999 in damages plus interest and costs.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
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Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.