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Detailed Report
GEORGE WILBUR DAWKINS III
BILL DAWKINS
CRD#: 2465788
IA
Investment Adviser
B
Broker
STONEX ADVISORS INC.CRD#: 174182 Burleson Dawkins Inc.
One Office Park Cr. Suite 100
Birmingham, AL 35223
STONEX SECURITIES INC.CRD#: 18456 BURLESON DAWKINS INC
One Office Park Cr. Suite 100
BIRMINGHAM, AL 35223
Registration History
1995200020052010201520202025IASTONEX ADVISORS INC. (CRD# 174182)2016 - Present (8 years)BSTONEX SECURITIES INC. (CRD# 18456)2010 - Present (15 years)BGUNNALLEN FINANCIAL, INC (CRD# 17609)2003 - 2010 (6 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2000 - 2003 (3 years)BJ.C. BRADFORD & CO. (CRD# 1287)1996 - 2000 (3 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)1994 - 1996 (2 years)IASTERNE AGEE ASSET MANAGEMENT, INC. (CRD# 130888)2010 - 2016 (5 years)IAGUNNALLEN FINANCIAL, INC (CRD# 17609)2007 - 2010 (3 years)
Disclosure(s)
View By:
1/12/1999
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 2/26/2010
B
North Carolina 1/3/2018
IA
Alabama 6/30/2016
B
South Carolina 1/2/2018
B
California 2/26/2010
B
Tennessee 1/23/2019
B
Florida 2/26/2010
B
Texas 5/3/2016
B
Georgia 2/26/2010
B
Virginia 8/10/2015
B
Mississippi 9/1/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STONEX ADVISORS INC. (CRD#:174182)
Burleson Dawkins Inc. One Office Park Cr. Suite 100, Birmingham, AL 35223
Registered with this firm since 6/30/2016
B
STONEX SECURITIES INC. (CRD#:18456)
BURLESON DAWKINS INC One Office Park Cr. Suite 100, BIRMINGHAM, AL 35223
Registered with this firm since 2/26/2010
Previous Registration(s)
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IA
 11/09/2010 - 06/30/2016 STERNE AGEE ASSET MANAGEMENT, INC. (CRD#:130888) BIRMINGHAM, AL
IA
 03/13/2007 - 03/10/2010 GUNNALLEN FINANCIAL, INC (CRD#:17609) BIRMINGHAM, AL
B
 04/22/2003 - 03/10/2010 GUNNALLEN FINANCIAL, INC (CRD#:17609) BIRMINGHAM, AL
B
 02/09/2000 - 04/30/2003 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
B
 11/15/1996 - 02/25/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
B
 04/28/1994 - 11/21/1996 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.