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Investment Adviser Firm Summary
STONEX ADVISORS INC. ( CRD # 174182/SEC#:801-80747 )
ABERDEEN FINANCIAL GROUP, WOYTOWICH WISLOSKI INVESTMENT GROUP, WOODEN INVESTMENTS, WILLOWBY ADVISORS, WEALTH MANAGEMENT SOLUTIONS…
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved12/17/2014
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama12/17/2014
Alaska12/20/2016
Arizona12/17/2014
Arkansas1/2/2019
California12/17/2014
Colorado12/17/2014
Connecticut12/17/2014
Delaware12/17/2014
District of Columbia12/17/2014
Florida12/17/2014
Georgia12/17/2014
Hawaii12/17/2014
Idaho12/17/2014
Illinois1/30/2015
Indiana12/17/2014
Iowa12/20/2016
Kansas1/31/2018
Kentucky12/17/2014
Louisiana12/17/2014
Maine12/17/2014
Maryland12/17/2014
Massachusetts12/17/2014
Michigan12/17/2014
Minnesota12/17/2014
Mississippi12/17/2014
Missouri12/17/2014
Montana12/24/2019
Nebraska12/17/2014
Nevada12/17/2014
New Hampshire12/17/2014
New Jersey12/18/2014
New Mexico12/17/2014
New York12/17/2014
North Carolina12/17/2014
North Dakota12/24/2019
Ohio12/17/2014
Oklahoma7/6/2016
Oregon12/17/2014
Pennsylvania12/17/2014
Puerto Rico12/19/2023
Rhode Island1/2/2019
South Carolina12/17/2014
South Dakota12/24/2019
Tennessee12/17/2014
Texas12/17/2014
Utah7/6/2016
Vermont12/17/2014
Virgin Islands12/19/2023
Virginia12/17/2014
Washington12/17/2014
West Virginia12/17/2014
Wisconsin12/17/2014
Wyoming8/14/2017
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.