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JENNIFER KAY WARDLE
JENNIFER KAY BENNETT
CRD#: 2449266
IA
B
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Dubuque, IA
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Dubuque, IA
0
Disclosures
18
Years of Experience
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State Registrations
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Alabama 12/12/2023
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Nevada 12/12/2023
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Alaska 12/12/2023
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New Hampshire 12/12/2023
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Arizona 12/12/2023
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New Jersey 12/12/2023
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Arkansas 12/12/2023
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New Mexico 12/12/2023
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California 12/12/2023
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New York 12/12/2023
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Connecticut 12/12/2023
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North Carolina 12/12/2023
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Delaware 12/12/2023
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North Dakota 12/12/2023
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Georgia 12/12/2023
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Ohio 12/12/2023
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Hawaii 12/12/2023
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Oklahoma 12/12/2023
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Idaho 12/12/2023
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Oregon 12/12/2023
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Illinois 12/12/2023
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Pennsylvania 12/12/2023
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Indiana 12/12/2023
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Rhode Island 12/12/2023
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Iowa 10/17/2023
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South Carolina 12/12/2023
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Iowa 10/17/2023
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South Dakota 12/12/2023
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Kansas 12/12/2023
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Tennessee 12/12/2023
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Kentucky 12/12/2023
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Texas 12/12/2023
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Maine 12/12/2023
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Utah 12/12/2023
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Massachusetts 12/12/2023
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Vermont 12/12/2023
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Michigan 12/12/2023
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Virgin Islands 12/12/2023
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Minnesota 12/12/2023
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Virginia 12/12/2023
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Mississippi 12/12/2023
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Washington 12/12/2023
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Missouri 12/12/2023
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West Virginia 12/12/2023
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Montana 12/12/2023
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Wisconsin 12/12/2023
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Nebraska 12/12/2023
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Wyoming 12/12/2023
SRO Registrations
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Registered with this firm since 10/17/2023
IA
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/17/2021 - 10/16/2023 | Dubuque, IA | |
B | 06/17/2021 - 10/16/2023 | GREENWOOD VILLAGE, CO | |
B | 11/01/2007 - 05/25/2021 | DUBUQUE, IA | |
IA | 05/31/2019 - 11/29/2020 | Dubuque, IA | |
IA | 11/01/2007 - 12/31/2018 | DUBUQUE, IA | |
IA | 08/03/2006 - 10/23/2007 | DUBUQUE, IA | |
B | 05/15/2006 - 10/23/2007 | DUBUQUE, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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