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JAY WILSON CARTER
CRD#: 2412541
IA
B
TRUST ADVISORY GROUP LTDCRD#: 106926 2 PERIMETER PARK SOUTH
SUITE 500 WEST
BIRMINGHAM, AL 35243
SUITE 500 WEST
BIRMINGHAM, AL 35243
STONEX SECURITIES INC.CRD#: 18456 2 Perimeter Park South
Suite 500 West
Birmingham, AL 35243
Suite 500 West
Birmingham, AL 35243
0
Disclosures
28
Years of Experience
View By:
State Registrations
B
Alabama 1/22/2003
B
Missouri 6/14/2006
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Alabama 6/30/2016
B
Montana 6/6/2006
B
Alaska 6/13/2006
B
Nebraska 1/11/2017
B
Arizona 6/14/2006
B
Nevada 6/16/2006
B
Arkansas 6/2/2006
B
New Hampshire 6/14/2006
B
California 6/15/2006
B
New Jersey 6/6/2006
B
Colorado 6/6/2006
B
New Mexico 6/15/2006
B
Connecticut 2/14/2005
B
North Carolina 7/14/2006
B
Delaware 6/6/2006
B
Ohio 5/1/2006
B
District of Columbia 6/6/2006
B
Oklahoma 6/6/2006
B
Florida 4/28/2006
B
Oregon 6/14/2006
B
Georgia 9/17/2008
B
Pennsylvania 6/2/2006
B
Hawaii 6/14/2006
B
Puerto Rico 6/6/2006
B
Idaho 6/14/2006
B
Rhode Island 9/16/2008
B
Illinois 6/5/2006
B
South Carolina 10/28/2008
B
Indiana 7/26/2006
B
South Dakota 6/2/2006
B
Iowa 6/14/2006
B
Tennessee 6/29/2006
B
Kansas 6/2/2006
B
Texas 6/13/2006
B
Kentucky 6/14/2006
B
Utah 6/14/2006
B
Louisiana 4/28/2006
B
Vermont 6/6/2006
B
Maine 6/7/2006
B
Virginia 6/7/2006
B
Maryland 6/6/2006
B
Washington 4/28/2006
B
Massachusetts 7/24/2006
B
West Virginia 9/16/2008
B
Michigan 6/7/2006
B
Wisconsin 6/19/2006
B
Minnesota 6/12/2006
B
Wyoming 6/15/2006
B
Mississippi 4/7/2003
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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Registered with this firm since 1/16/2025
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Registered with this firm since 6/30/2016
B
Registered with this firm since 1/16/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/15/2005 - 06/30/2016 | BIRMINGHAM, AL | |
B | 03/12/2002 - 05/08/2003 | BIRMINGHAM, AL | |
B | 11/12/1998 - 05/08/2003 | BIRMINGHAM, AL | |
B | 06/06/1997 - 11/16/1998 | HOUSTON, TX | |
B | 06/27/1996 - 01/03/1997 | HOUSTON, TX | |
B | 11/15/1993 - 06/14/1994 | OVERLAND PARK, KS |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.