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PETER KNUTSON
PETER DOUGLAS KNUTSON
CRD#: 2407105
IA
B
ALLWORTH FINANCIAL, L.P.CRD#: 111167 3705 Clinton Pkwy
Suite 200
Lawrence, KS 66047
Suite 200
Lawrence, KS 66047
AW SECURITIESCRD#: 103747 3705 Clinton Parkway
Lawrence, KS 66047
Lawrence, KS 66047
0
Disclosures
31
Years of Experience
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State Registrations
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Alaska 4/26/2023
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Nevada 4/26/2023
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Arizona 4/26/2023
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New Jersey 4/28/2023
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Arkansas 4/26/2023
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New Mexico 4/26/2023
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California 4/26/2023
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New York 4/26/2023
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Colorado 4/26/2023
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North Carolina 4/26/2023
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Delaware 4/26/2023
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North Dakota 4/26/2023
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Florida 4/26/2023
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Ohio 4/26/2023
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Georgia 4/26/2023
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Oklahoma 4/26/2023
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Illinois 4/26/2023
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Oregon 4/26/2023
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Indiana 4/26/2023
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Pennsylvania 4/26/2023
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Iowa 4/26/2023
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Rhode Island 4/26/2023
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Kansas 4/26/2023
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South Carolina 4/26/2023
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Kansas 4/26/2023
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South Dakota 4/26/2023
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Kentucky 4/26/2023
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Texas 4/26/2023
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Louisiana 4/26/2023
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Texas 4/26/2023
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Maryland 4/26/2023
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Utah 4/26/2023
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Massachusetts 4/26/2023
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Vermont 4/26/2023
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Michigan 4/26/2023
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Virginia 4/26/2023
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Minnesota 4/26/2023
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Washington 4/26/2023
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Mississippi 4/26/2023
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Wisconsin 4/26/2023
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Missouri 4/26/2023
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Wyoming 4/26/2023
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Nebraska 4/26/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 4/26/2023
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Registered with this firm since 4/26/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/01/2002 - 08/15/2023 | LAWRENCE, KS | |
IA | 05/13/2008 - 04/20/2023 | LAWRENCE, KS | |
B | 10/24/2005 - 04/20/2023 | LAWRENCE, KS | |
B | 06/10/2003 - 10/24/2005 | WASHINGTON, PA | |
IA | 01/02/2002 - 05/30/2003 | LAWRENCE, KS | |
B | 12/13/2001 - 05/30/2003 | WALTHAM, MA | |
B | 04/30/2001 - 12/14/2001 | FORT MILL, SC | |
B | 10/13/1993 - 05/17/2001 | FORT WASHINGTON, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.