Individual Firm
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STUART DANIEL BRIDGES
CRD#: 2241375
IA
B
STONEX ADVISORS INC.CRD#: 174182 403 Madison St
2nd Floor
Huntsville, AL 35801
2nd Floor
Huntsville, AL 35801
STONEX SECURITIES INC.CRD#: 18456 403 Madison Street
2nd Floor
Huntsville, AL 35801
2nd Floor
Huntsville, AL 35801
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8/1/2007
Customer Dispute
Denied
State Registrations
B
Alabama 8/1/2008
B
Louisiana 9/23/2016
IA
Alabama 6/30/2016
B
Mississippi 1/12/2015
B
California 1/12/2015
B
Ohio 1/12/2015
B
Colorado 2/15/2022
B
South Carolina 1/12/2015
B
Florida 1/3/2013
B
Tennessee 8/1/2011
B
Georgia 7/17/2012
B
Texas 8/1/2011
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/30/2016
B
Registered with this firm since 7/31/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/03/2006 - 06/30/2016 | BIRMINGHAM, AL | |
B | 10/03/2006 - 10/06/2010 | BIRMINGHAM, AL | |
IA | 10/03/2006 - 01/03/2007 | BIRMINGHAM, AL | |
IA | 07/10/2003 - 10/25/2006 | BIRMINGHAM, AL | |
B | 01/20/1997 - 10/09/2006 | BIRMINGHAM, AL | |
IA | 08/24/2000 - 07/23/2003 | BIRMINGHAM, AL | |
B | 11/07/1994 - 09/20/1996 | MEMPHIS, TN | |
B | 07/09/1992 - 09/30/1994 | NEW YORK, NY |
BIRMINGHAM, AL
07/10/2003 - 10/25/2006
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.