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Thomas J Kelly
THOMAS JOHN KELLY
CRD#: 2100696
IA
Investment Adviser
B
Broker
VANDERBILT ADVISORY SERVICESCRD#: 116537 125 FROEHLICH FARM BLVD.
WOODBURY, NY 11797
VANDERBILT SECURITIES, LLCCRD#: 5953 125 FROEHLICH FARM BLVD.
WOODBURY, NY 11797
Registration History
19952000200520102015202020252 FIRMS2014 - 2015 (<1 year)IAVANDERBILT ADVISORY SERVICES (CRD# 116537)2024 - Present (<1 year)BVANDERBILT SECURITIES, LLC (CRD# 5953)2023 - Present (1 year)BPARK AVENUE SECURITIES LLC (CRD# 46173)2018 - 2023 (5 years)BAMERICAN PORTFOLIOS FINANCIAL ... (CRD# 18487)2015 - 2016 (<1 year)BAXA ADVISORS, LLC (CRD# 6627)2011 - 2014 (2 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)1993 - 2010 (17 years)BLEHMAN BROTHERS INC. (CRD# 7506)1992 - 1992 (<1 year)
License(s)

State Registrations

B
New York 7/10/2023

IA
New York 4/23/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VANDERBILT ADVISORY SERVICES (CRD#:116537)
125 FROEHLICH FARM BLVD., WOODBURY, NY 11797
Registered with this firm since 4/23/2024

B
VANDERBILT SECURITIES, LLC (CRD#:5953)
125 FROEHLICH FARM BLVD., WOODBURY, NY 11797
Registered with this firm since 7/10/2023

Previous Registration(s)
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04/13/2018 - 07/11/2023 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
06/15/2015 - 04/18/2016 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) NEW YORK, NY
IA
04/03/2014 - 03/26/2015 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) LATHAM, NY
B
04/02/2014 - 03/26/2015 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) LATHAM, NY
B
09/23/2011 - 03/04/2014 AXA ADVISORS, LLC (CRD#:6627) WOODBURY, NY
B
06/04/1993 - 09/17/2010 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) MELVILLE, NY
B
03/04/1992 - 12/22/1992 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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Disclosures
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