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Detailed Report
Scott David Erisman
CRD#: 2083405
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 300 E 32nd St
Joplin, MO 64804
Registration History
19901995200020052010201520202025IAU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2006 - Present (18 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2001 - Present (23 years)BFIRSTAR INVESTMENT SERVICES,INC. (CRD# 14536)2000 - 2001 (1 year)BMERCANTILE INVESTMENT SERVICES... (CRD# 19908)1998 - 2000 (1 year)BRAUSCHER PIERCE REFSNES, INC. (CRD# 6663)1994 - 1995 (1 year)BFIDELITY DISTRIBUTORS CORPORATION (CRD# 6848)1990 - 1992 (1 year)
Disclosure(s)
View By:
2/5/2010
Customer Dispute
Settled
License(s)

State Registrations

B
Arkansas 12/1/2001
B
New Mexico 8/12/2022
B
Georgia 7/17/2024
B
Ohio 10/11/2016
B
Illinois 12/3/2020
B
Oklahoma 12/1/2001
B
Kansas 12/1/2001
B
Texas 6/28/2006
B
Louisiana 3/31/2008
IA
Texas 6/10/2024
B
Missouri 12/1/2001
B
Washington 2/14/2025
IA
Missouri 5/24/2006

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
300 E 32nd St, Joplin, MO 64804
1094 S Neosho Blvd, Neosho, MO 64850
Registered with this firm since 5/24/2006
B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
300 E 32nd St, Joplin, MO 64804
1094 S Neosho Blvd, Neosho, MO 64850
Registered with this firm since 12/1/2001
Previous Registration(s)
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B
 01/03/2000 - 12/01/2001 FIRSTAR INVESTMENT SERVICES,INC. (CRD#:14536) MORRIS PLAINS, NJ
B
 12/17/1998 - 01/03/2000 MERCANTILE INVESTMENT SERVICES, INC. (CRD#:19908) ST. LOUIS, MO
B
 02/01/1994 - 10/20/1995 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663) DALLAS, TX
B
 11/16/1990 - 03/24/1992 FIDELITY DISTRIBUTORS CORPORATION (CRD#:6848) SMITHFIELD, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.