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Matthew Joseph Browne
MATT Browne, Matthew JOSEPH Browne, Matthew Browne
CRD#: 1976428
IA
Investment Adviser
B
Broker
CUSO FINANCIAL SERVICES, L.P.CRD#: 42132 10150 MEANLEY DRIVE
1ST FLOOR
SAN DIEGO, CA 92131
GROVE POINT INVESTMENTS, LLCCRD#: 1763 10150 Meanley Drive, 1st Floor
San Diego, CA 92131
Registration History
199019952000200520102015202020252 FIRMS1989 - 1989 (<1 year)8 FIRMS2024 - Present (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2023 - 2023 (<1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2021 - 2023 (1 year)BOPPENHEIMER & CO. INC. (CRD# 249)2011 - 2021 (10 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2008 - 2011 (2 years)BBEAR, STEARNS & CO. INC. (CRD# 79)2002 - 2008 (5 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2001 - 2002 (1 year)BTD WATERHOUSE INVESTOR SERVICE... (CRD# 7870)1997 - 2001 (3 years)BKENNEDY, CABOT & CO. (CRD# 2417)1991 - 1997 (6 years)
License(s)

State Registrations

B
California 4/24/2024

IA
California 12/3/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CUSO FINANCIAL SERVICES, L.P. (CRD#:42132)
10150 MEANLEY DRIVE 1ST FLOOR, SAN DIEGO, CA 92131
Registered with this firm since 12/3/2024

B
GROVE POINT INVESTMENTS, LLC (CRD#:1763)
10150 Meanley Drive, 1st Floor, San Diego, CA 92131
Registered with this firm since 8/21/2024

B
CADARET, GRANT & CO., INC. (CRD#:10641)
10150 Meanley Drive, 1st Floor, San Diego, CA 92131
Registered with this firm since 4/24/2024

B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
10150 Meanley Drive, 1st Floor, San Diego, CA 92131
Registered with this firm since 4/24/2024

B
NEXT FINANCIAL GROUP, INC. (CRD#:46214)
10150 Meanley Drive, 1st Floor, San Diego, CA 92131
Registered with this firm since 4/24/2024

B
SCF SECURITIES, INC. (CRD#:47275)
10150 Meanley Drive, 1st Floor, San Diego, CA 92131
Registered with this firm since 4/24/2024

B
SORRENTO PACIFIC FINANCIAL, LLC (CRD#:127787)
10150 Meanley Drive, 1st Floor, San Diego, CA 92131
Registered with this firm since 4/24/2024

B
CUSO FINANCIAL SERVICES, L.P. (CRD#:42132)
10150 MEANLEY DRIVE, 1ST FLOOR, SAN DIEGO, CA 92131
Registered with this firm since 4/24/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/24/2023 - 06/27/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) San Diego, CA
B
12/23/2021 - 05/01/2023 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) SAN DIEGO, CA
B
04/13/2011 - 09/17/2021 OPPENHEIMER & CO. INC. (CRD#:249) LOS ANGELES, CA
B
06/12/2008 - 04/14/2011 J.P. MORGAN SECURITIES LLC (CRD#:79) LOS ANGELES, CA
B
09/04/2002 - 06/10/2008 BEAR, STEARNS & CO. INC. (CRD#:79) LOS ANGELES, CA
B
09/06/2001 - 09/12/2002 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
B
11/07/1997 - 03/21/2001 TD WATERHOUSE INVESTOR SERVICES, INC. (CRD#:7870) OMAHA, NE
B
03/25/1991 - 11/07/1997 KENNEDY, CABOT & CO. (CRD#:2417) BEVERLY HILLS, CA
B
08/22/1989 - 10/30/1989 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
08/22/1989 - 10/30/1989 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.