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Investment Adviser Firm Summary
CUSO FINANCIAL SERVICES, L.P. ( CRD # 42132/SEC#:801-60300,8-49711 )
CUSO FINANCIAL SERVICES, CUSO FINANCIAL SERVICES, LTD., CUSO FINANCIAL SERVICES, L.P.
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm
REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved5/31/2001
AlaskaTerminated6/6/2001
CaliforniaTerminated5/31/2001
ColoradoTerminated6/6/2001
FloridaTerminated6/6/2001
IndianaTerminated11/8/2001
LouisianaTerminated10/2/2001
MarylandTerminated6/11/2001
MichiganTerminated12/4/2001
MinnesotaTerminated6/6/2001
MissouriTerminated5/31/2001
NevadaTerminated6/6/2001
New JerseyTerminated10/12/2006
New MexicoTerminated6/6/2001
North CarolinaTerminated6/6/2001
OhioTerminated6/6/2001
TennesseeTerminated7/6/2001
TexasTerminated7/12/2001
VirginiaTerminated6/7/2001
WashingtonTerminated6/6/2001
WisconsinTerminated6/6/2001
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama3/25/2013
Alaska5/31/2001
Arizona5/31/2001
Arkansas2/8/2013
California4/10/1997
Colorado5/31/2001
Connecticut10/15/2007
Delaware7/19/2017
District of Columbia2/19/2002
Florida6/22/2001
Georgia5/9/2001
Hawaii3/30/2004
Idaho1/1/1999
Illinois2/22/2002
Indiana5/31/2001
Iowa7/29/2009
Kansas2/19/2002
Kentucky10/15/2007
Louisiana7/19/2017
Maine7/19/2017
Maryland5/31/2001
Massachusetts5/9/2006
Michigan6/6/2001
Minnesota5/16/2006
Mississippi7/19/2017
Missouri5/31/2001
Montana11/11/2009
Nebraska8/28/2012
Nevada5/31/2001
New Hampshire2/21/2002
New Jersey2/15/2000
New Mexico5/31/2001
New York5/31/2001
North Carolina12/12/2001
North Dakota7/19/2017
Ohio4/6/2000
Oklahoma6/15/2001
Oregon1/21/2005
Pennsylvania1/21/2005
Puerto Rico7/19/2017
Rhode Island7/19/2017
South Carolina2/8/2013
South Dakota7/19/2017
Tennessee5/31/2001
Texas12/3/1997
Utah2/21/2002
Vermont2/19/2002
Virgin Islands7/19/2017
Virginia5/31/2001
Washington5/31/2001
West Virginia2/8/2013
Wisconsin11/10/1998
Wyoming7/5/2017
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.