Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
KIMBERLY SHANNON WILDER
KIMBERLY WAGNER HALL, KIMBERLY SHANNON WAGNER, KIMBERLY SHANNON WAGNER WILDER, KIM WILDER
CRD#: 1900683
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 3737 EXECUTIVE CENTER DRIVE
SUITE 111
AUSTIN, TX 78731
Registration History
19952000200520102015202020252 FIRMS1999 - 2002 (3 years)2 FIRMS2010 - 2010 (<1 year)2 FIRMS2012 - 2014 (1 year)2 FIRMS2015 - Present (9 years)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2010 - 2012 (1 year)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)2004 - 2010 (5 years)BAMERITAS INVESTMENT CORP. (CRD# 14869)2002 - 2003 (<1 year)BSECURITY FIRST FINANCIAL, INC. (CRD# 6695)1991 - 1999 (7 years)IANATIONWIDE INVESTMENT ADVISORS... (CRD# 142373)2006 - 2010 (3 years)
Disclosure(s)
View By:
9/16/2021
Judgment / Lien
License(s)

State Registrations

IA
Texas 8/27/2015
B
Texas 9/3/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
3737 EXECUTIVE CENTER DRIVE SUITE 111, AUSTIN, TX 78731
Registered with this firm since 8/27/2015
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
3737 EXECUTIVE CENTER DRIVE SUITE 111, AUSTIN, TX 78731
Registered with this firm since 9/3/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/24/2012 - 03/19/2014 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) PLANO, TX
B
 04/24/2012 - 03/19/2014 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) PLANO, TX
B
 11/22/2010 - 04/23/2012 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) AUSTIN, TX
IA
 02/04/2010 - 07/26/2010 LPL FINANCIAL CORPORATION (CRD#:6413) AUSTIN, TX
B
 02/04/2010 - 07/26/2010 LPL FINANCIAL CORPORATION (CRD#:6413) AUSTIN, TX
IA
 12/15/2006 - 01/14/2010 NATIONWIDE INVESTMENT ADVISORS, LLC (CRD#:142373) COLUMBUS, OH
B
 08/27/2004 - 01/14/2010 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
B
 09/25/2002 - 07/25/2003 AMERITAS INVESTMENT CORP. (CRD#:14869) LINCOLN, NE
B
 03/26/1999 - 07/09/2002 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 03/26/1999 - 07/09/2002 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
 12/19/1991 - 04/06/1999 SECURITY FIRST FINANCIAL, INC. (CRD#:6695) NEWPORT BEACH, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.