• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Kerry Wayne Pulliam
KERRY PULLIAM
CRD#: 1722227
IA
Investment Adviser
B
Broker
TLG ADVISORS, INC.CRD#: 111052 3701 TAYLORSVILLE ROAD
SUITE 3
LOUISVILLE, KY 40220
THE LEADERS GROUP, INC.CRD#: 37157 3701 Taylorsville Road
Suite 3
Louisville, KY 40220
Registration History
19901995200020052010201520202025IATLG ADVISORS, INC. (CRD# 111052)2018 - Present (6 years)BTHE LEADERS GROUP, INC. (CRD# 37157)2013 - Present (12 years)BING FINANCIAL PARTNERS, INC. (CRD# 2882)2011 - 2012 (1 year)BTHE LEADERS GROUP, INC. (CRD# 37157)2002 - 2010 (8 years)BHARTFORD EQUITY SALES COMPANY INC. (CRD# 6604)2002 - 2002 (<1 year)BCNA INVESTOR SERVICES, INC. (CRD# 7360)2000 - 2002 (2 years)BLOCUST STREET SECURITIES, INC. (CRD# 1703)1996 - 1999 (3 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1994 - 1995 (1 year)BPML SECURITIES COMPANY (CRD# 4082)1991 - 1993 (2 years)BNWNL MANAGEMENT CORPORATION (CRD# 2882)1990 - 1991 (<1 year)BRISE, INC. (CRD# 13366)1988 - 1989 (1 year)IATLG ADVISORS, INC. (CRD# 111052)2014 - 2017 (3 years)
License(s)

State Registrations

B
Kentucky 1/18/2013

IA
Kentucky 5/7/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TLG ADVISORS, INC. (CRD#:111052)
3701 TAYLORSVILLE ROAD SUITE 3, LOUISVILLE, KY 40220
Registered with this firm since 5/7/2018

B
THE LEADERS GROUP, INC. (CRD#:37157)
3701 Taylorsville Road Suite 3, Louisville, KY 40220
Registered with this firm since 1/15/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/01/2014 - 12/31/2017 TLG ADVISORS, INC. (CRD#:111052) BARDSTOWN, KY
B
01/25/2011 - 12/31/2012 ING FINANCIAL PARTNERS, INC. (CRD#:2882) STILLWATER, MN
B
04/25/2002 - 12/31/2010 THE LEADERS GROUP, INC. (CRD#:37157) LITTLETON, CO
B
03/06/2002 - 03/15/2002 HARTFORD EQUITY SALES COMPANY INC. (CRD#:6604) HARTFORD, CT
B
01/26/2000 - 02/25/2002 CNA INVESTOR SERVICES, INC. (CRD#:7360) NEW YORK, NY
B
02/07/1996 - 12/31/1999 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
B
02/14/1994 - 09/25/1995 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
08/30/1991 - 11/23/1993 PML SECURITIES COMPANY (CRD#:4082) NEWARK, DE
B
06/26/1990 - 04/09/1991 NWNL MANAGEMENT CORPORATION (CRD#:2882) WINDSOR, CT
B
02/08/1988 - 11/04/1989 RISE, INC. (CRD#:13366)
FINRA expelled the firm on 10/09/2012
LAKELAND, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.