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SHAWN MICHAEL ONEAL
SHAWN ONEAL
CRD#: 1651154
IA
B
BEAR CREEK FUND ADVISORS LLCCRD#: 329844 1200 17TH STREET
SUITE 970
DENVER, CO 80202
SUITE 970
DENVER, CO 80202
BEAR CREEK SECURITIES LLCCRD#: 139941 1200 17TH STREET SUITE 970
DENVER, CO 80202
DENVER, CO 80202
0
Disclosures
31
Years of Experience
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State Registrations
IA
Colorado 2/24/2006
IA
Delaware 3/7/2013
B
Colorado 8/8/2006
IA
Texas 3/15/2016
B
Delaware 2/2/2010
SRO Registrations
B
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IA
Registered with this firm since 4/24/2024
IA
Registered with this firm since 2/24/2006
B
Registered with this firm since 8/1/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/18/2006 - 02/13/2006 | DENVER, CO | |
B | 04/25/2002 - 02/13/2006 | DENVER, CO | |
B | 01/04/1995 - 04/15/2003 | SAINT PAUL, MN | |
B | 03/20/1993 - 12/31/1994 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.