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Detailed Report
JOHN C. ENGLISH
JOHN C ENGLISH, JOHN CHARLES ENGLISH, JOHN ENGLISH
CRD#: 1644709
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 GRAND JUNCTION, CO
Registration History
199019952000200520102015202020252 FIRMS2015 - Present (10 years)BEVEREN SECURITIES, INC. (CRD# 19616)1995 - 1997 (1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1993 - 1994 (1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1987 - 1993 (5 years)IAENGLISH CAPITAL MANAGEMENT LLC (CRD# 115140)2001 - 2010 (9 years)IAENGLISH CAPITAL MANAGEMENT (CRD# 115140)2001 - 2002 (1 year)
Disclosure(s)
View By:
2/26/2016
Financial
Final
License(s)

State Registrations

B
Alabama 3/28/2019
B
Indiana 9/10/2019
IA
Alabama 3/28/2019
B
Iowa 2/17/2023
B
California 2/2/2015
B
South Dakota 11/6/2024
IA
California 2/14/2018
IA
South Dakota 11/6/2024
B
Colorado 2/2/2015
B
Texas 9/4/2019
IA
Colorado 2/2/2015
IA
Texas 9/4/2019
B
Hawaii 12/10/2019
B
Utah 3/28/2019
IA
Hawaii 12/10/2019
IA
Utah 3/29/2019
IA
Indiana 9/4/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
GRAND JUNCTION, CO
Registered with this firm since 2/2/2015
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
GRAND JUNCTION, CO
Registered with this firm since 1/7/2015
Previous Registration(s)
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IA
 09/06/2001 - 12/31/2010 ENGLISH CAPITAL MANAGEMENT LLC (CRD#:115140) GRAND JUNCTION, CO
IA
 09/06/2001 - 12/31/2002 ENGLISH CAPITAL MANAGEMENT (CRD#:115140) EVERGREEN, CO
B
 03/07/1995 - 02/12/1997 EVEREN SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
 01/27/1993 - 08/12/1994 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
 03/25/1987 - 01/20/1993 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.