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Detailed Report
MARILYN LAUX EVANS
MARILYN JOYCE LAUX
CRD#: 1635170
IA
Investment Adviser
B
Broker
SOWELL MANAGEMENTCRD#: 127145 6565 Americas Parkway NE, Suite 200
Albuquerque, NM 87110
TRUTOROCRD#: 169291 6565 Americas Parkway
Suite 200
Albuquerque, NM 87110
Registration History
199019952000200520102015202020252 FIRMS2010 - 2017 (7 years)2 FIRMS2017 - Present (7 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)1999 - 2010 (11 years)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)1987 - 2001 (14 years)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2002 - 2010 (8 years)
License(s)

State Registrations

B
Arizona 9/6/2017
B
New Mexico 9/5/2017
B
California 8/15/2024
IA
Texas 8/30/2017
B
Colorado 9/5/2017
B
Texas 9/5/2017
B
Louisiana 9/5/2017
B
Utah 5/15/2020
B
Missouri 9/15/2017
B
Washington 9/5/2017
IA
New Mexico 8/31/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUTORO (CRD#:169291)
6565 Americas Parkway Suite 200, Albuquerque, NM 87110
6565 Americas Parkway NE Suite 200, Albuquerque, NM 87110
Registered with this firm since 9/5/2017
IA
SOWELL MANAGEMENT (CRD#:127145)
6565 Americas Parkway NE, Suite 200, Albuquerque, NM 87110
Registered with this firm since 8/30/2017
Previous Registration(s)
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IA
 03/29/2010 - 08/29/2017 WFG ADVISORS, LP (CRD#:125073) ALBUUERQUE, NM
B
 03/29/2010 - 08/29/2017 WFG INVESTMENTS, INC. (CRD#:22704) ALBUQUERQUE, NM
IA
 03/20/2002 - 04/14/2010 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) ALBUQUERQUE, NM
B
 01/11/1999 - 04/14/2010 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) ALBUQUERQUE, NM
B
 03/10/1987 - 12/31/2001 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.