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Detailed Report
STEVEN HOROWITZ
CRD#: 1571281
IA
Investment Adviser
B
Broker
LINCOLN INVESTMENTCRD#: 519 100 Cross Keys Office Park
Suite 100
FAIRPORT, NY 14450
Registration History
199019952000200520102015202020252 FIRMS1987 - 1996 (9 years)IALINCOLN INVESTMENT (CRD# 519)2021 - Present (4 years)BLINCOLN INVESTMENT (CRD# 519)2015 - Present (9 years)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2000 - 2015 (15 years)BPRIME CAPITAL SERVICES, INC. (CRD# 18334)1998 - 1999 (<1 year)
License(s)

State Registrations

B
New York 12/2/2015
IA
New York 3/25/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LINCOLN INVESTMENT (CRD#:519)
100 Cross Keys Office Park Suite 100, FAIRPORT, NY 14450
Registered with this firm since 3/25/2021
B
LINCOLN INVESTMENT (CRD#:519)
100 Cross Keys Office Park Suite 100, FAIRPORT, NY 14450
Registered with this firm since 11/19/2015
Previous Registration(s)
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B
 07/08/2000 - 07/16/2015 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) East ROCHESTER, NY
B
 11/30/1998 - 09/08/1999 PRIME CAPITAL SERVICES, INC. (CRD#:18334) POUGHKEEPSIE, NY
B
 02/13/1987 - 11/08/1996 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
B
 01/23/1987 - 11/08/1996 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.