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My client, [REDACTED], who had over 20 yrs of sophisticated investment experience and had been thoroughly explained all the details of his annuity, as well as urged to diversify from his one sub acct., did not do so, his one annuity sub acct dropped in value and he complained.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.