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Detailed Report
LEMUEL WEYHER KORNEGAY III
LEMUEL WEYHER KORNEGAY
CRD#: 1488350
IA
Investment Adviser
B
Broker
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 Cary, NC
Registration History
199019952000200520102015202020252 FIRMS1993 - 1996 (2 years)2 FIRMS2004 - 2005 (<1 year)2 FIRMS2005 - 2007 (2 years)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - 2015 (1 year)2 FIRMS2015 - Present (10 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2007 - 2012 (4 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2003 - 2004 (1 year)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 3600)2002 - 2003 (<1 year)BHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)2001 - 2002 (1 year)BNATIONWIDE ADVISORY SERVICES, INC. (CRD# 11173)2000 - 2001 (<1 year)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)1997 - 2000 (3 years)BINTERSECURITIES, INC. (CRD# 16164)1996 - 1996 (<1 year)BNEW ENGLAND SECURITIES CORPORATION (CRD# 615)1988 - 1988 (<1 year)BLIFE OF VIRGINIA SECURITY SALE... (CRD# 14363)1986 - 1986 (<1 year)IAFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2008 - 2012 (4 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2004 - 2004 (<1 year)
Disclosure(s)
View By:
2/22/2024
Customer Dispute
Closed-No Action
9/14/2022
Financial
Final
License(s)

State Registrations

B
Arizona 10/30/2024
IA
North Carolina 3/16/2015
B
Colorado 8/20/2018
B
South Carolina 3/9/2015
B
Kansas 2/11/2019
B
Texas 4/6/2017
B
North Carolina 3/9/2015
B
Virginia 3/9/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MONEY CONCEPTS ADVISORY SERVICE (CRD#:12963)
Cary, NC
Registered with this firm since 3/16/2015
B
MONEY CONCEPTS CAPITAL CORP (CRD#:12963)
Cary, NC
Registered with this firm since 3/9/2015
Previous Registration(s)
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IA
 02/25/2014 - 03/16/2015 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) ROCKY MOUNT, NC
B
 02/25/2014 - 03/16/2015 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) ROCKY MOUNT, NC
IA
 08/30/2012 - 02/24/2014 MONEY CONCEPTS ADVISORY SERVICE (CRD#:12963) CARY, NC
B
 08/30/2012 - 02/24/2014 MONEY CONCEPTS CAPITAL CORP (CRD#:12963) CARY, NC
IA
 01/10/2008 - 08/31/2012 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) CARY, NC
B
 12/06/2007 - 08/31/2012 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) CARY, NC
IA
 06/03/2005 - 11/19/2007 MONEY CONCEPTS CAPITAL CORP (CRD#:12963) RALEIGH, NC
B
 06/03/2005 - 11/19/2007 MONEY CONCEPTS CAPITAL CORP (CRD#:12963) RALEIGH, NC
IA
 09/15/2004 - 06/20/2005 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) RALEIGH, NC
B
 08/25/2004 - 06/20/2005 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
IA
 06/02/2004 - 08/24/2004 A. G. EDWARDS & SONS, INC. (CRD#:4) RALEIGH, NC
B
 02/20/2003 - 08/24/2004 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
 10/18/2002 - 02/27/2003 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) LOS ANGELES, CA
B
 07/09/2001 - 10/18/2002 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) CONSHOHOCKEN, PA
B
 08/08/2000 - 07/10/2001 NATIONWIDE ADVISORY SERVICES, INC. (CRD#:11173) COLUMBUS, OH
B
 03/12/1997 - 07/28/2000 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
B
 08/01/1996 - 12/31/1996 INTERSECURITIES, INC. (CRD#:16164) PHILADELPHIA, PA
B
 11/15/1993 - 09/19/1996 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
B
 11/15/1993 - 09/19/1996 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
B
 05/11/1988 - 11/30/1988 NEW ENGLAND SECURITIES CORPORATION (CRD#:615)
B
 06/20/1986 - 10/28/1986 LIFE OF VIRGINIA SECURITY SALES, LTD. (CRD#:14363)
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.