Individual Firm
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Carol Jean Fassler
CAROL SHAW
CRD#: 1454621
IA
B
EDWARD JONESCRD#: 250 12122 TESSON FERRY RD STE 200
ST LOUIS, MO 63128
ST LOUIS, MO 63128
0
Disclosures
38
Years of Experience
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State Registrations
B
Arizona 12/17/2010
B
Massachusetts 3/16/2023
B
California 9/1/2010
B
Minnesota 2/23/2011
B
Colorado 11/14/2012
B
Missouri 9/1/2010
B
Florida 9/1/2010
IA
Missouri 9/3/2010
B
Georgia 11/30/2010
B
New Jersey 1/2/2014
B
Illinois 9/1/2010
B
North Carolina 10/28/2011
B
Iowa 3/30/2020
B
Oklahoma 9/30/2022
B
Kansas 2/23/2017
B
Texas 12/15/2023
B
Maryland 4/20/2011
IA
Texas 1/4/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/3/2010
B
Registered with this firm since 9/1/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/04/2002 - 09/03/2010 | SAINT LOUIS, MO | |
B | 12/01/2001 - 09/03/2010 | SAINT LOUIS, MO | |
B | 01/03/2000 - 12/01/2001 | MORRIS PLAINS, NJ | |
B | 06/21/1997 - 01/03/2000 | ST. LOUIS, MO | |
B | 05/20/1986 - 06/21/1997 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.