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EARL (NMN) STEWART JR
EARL STEWART JR, SKIP STEWART
CRD#: 1424905
IA
Investment Adviser
B
Broker
STONEX ADVISORS INC.CRD#: 174182 8639 Mayland Drive
Suite 106A
Richmond, VA 23294
STONEX SECURITIES INC.CRD#: 18456 8639 Mayland Dr.
Suite 106A
Richmond, VA 23294
Registration History
1985199019952000200520102015202020252 FIRMS1985 - 1988 (2 years)2 FIRMS2008 - 2011 (3 years)IASTONEX ADVISORS INC. (CRD# 174182)2016 - Present (8 years)BSTONEX SECURITIES INC. (CRD# 18456)2015 - Present (9 years)BSTERNE, AGEE & LEACH, INC. (CRD# 791)2011 - 2015 (3 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2000 - 2008 (8 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1999 - 2000 (1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1988 - 1999 (10 years)IASTERNE AGEE ASSET MANAGEMENT, INC. (CRD# 130888)2011 - 2016 (4 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2006 - 2008 (2 years)
Disclosure(s)
View By:
2/5/2002
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 7/6/2015

B
North Carolina 6/17/2015

B
California 6/17/2015

B
Virginia 6/16/2015

B
New Jersey 8/15/2019

IA
Virginia 6/30/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STONEX ADVISORS INC. (CRD#:174182)
8639 Mayland Drive Suite 106A, Richmond, VA 23294
Registered with this firm since 6/30/2016

B
STONEX SECURITIES INC. (CRD#:18456)
8639 Mayland Dr. Suite 106A, Richmond, VA 23294
Registered with this firm since 6/16/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/09/2011 - 06/30/2016 STERNE AGEE ASSET MANAGEMENT, INC. (CRD#:130888) BIRMINGHAM, AL
B
12/09/2011 - 06/12/2015 STERNE, AGEE & LEACH, INC. (CRD#:791) RICHMOND, VA
IA
11/03/2008 - 12/09/2011 ANDERSON & STRUDWICK, INCORPORATED (CRD#:48) RICHMOND, VA
B
11/05/2008 - 12/09/2011 ANDERSON & STRUDWICK, INCORPORATED (CRD#:48) RICHMOND, VA
IA
11/01/2006 - 11/04/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) RICHMOND, VA
B
10/01/2000 - 11/04/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) RICHMOND, VA
B
03/05/1999 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
08/15/1988 - 01/07/1999 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
11/19/1985 - 08/23/1988 CARILLON INVESTMENTS, INC. (CRD#:14646)
B
12/07/1985 - 08/22/1988 INVESTORS SECURITY COMPANY, INC. (CRD#:2331)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.