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PHILLIP WILLIAM HOLSTROM
PHILLIP W HOLSTROM
CRD#: 1220999
IA
B
RETIREMENT PLAN ADVISORS, LLCCRD#: 122758 Lebanon, OH
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 Lebanon, OH
0
Disclosures
24
Years of Experience
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State Registrations
B
Indiana 5/31/2022
B
Ohio 5/31/2022
B
Kentucky 5/31/2022
IA
Ohio 6/1/2022
SRO Registrations
B
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IA
B
Registered with this firm since 5/31/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/15/2016 - 06/01/2022 | Cincinnati, OH | |
B | 07/15/2016 - 06/01/2022 | Cincinnati, OH | |
IA | 06/29/2015 - 06/21/2016 | CINCINNATI, OH | |
B | 06/29/2015 - 06/21/2016 | CINCINNATI, OH | |
B | 11/06/2012 - 06/22/2015 | MIAMITOWN, OH | |
IA | 02/15/2013 - 01/24/2014 | MIAMITOWN, OH | |
IA | 04/20/2011 - 10/24/2012 | CINCINNATI, OH | |
B | 04/19/2011 - 10/24/2012 | CINCINNATI, OH | |
B | 04/10/2002 - 04/04/2011 | CINCINATI, OH | |
B | 08/21/2000 - 04/24/2002 | BEDMINSTER, NJ | |
B | 01/24/2000 - 09/01/2000 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.