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Investment Adviser Firm Summary
ALLSTATE FINANCIAL ADVISORS, LLC ( CRD # 109524/SEC#:801-68510 )
ALLSTATE FINANCIAL ADVISORS LLC, ALLSTATE FINANCIAL ADVISORS, LLC
View latest Form ADV filedPart 2 BrochuresPart 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

REGISTRATION STATUS
SEC / JURISDICTION
REGISTRATION STATUS
EFFECTIVE DATE
SECApproved11/21/2007
NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.

JURISDICTIONEFFECTIVE DATE
Alabama2/7/2011
Alaska6/3/2008
Arizona6/3/2008
Arkansas6/29/2011
California6/3/2008
Colorado5/22/2008
Connecticut6/3/2008
Delaware6/2/2011
District of Columbia5/9/2011
Florida5/23/2008
Georgia6/3/2008
Hawaii6/3/2008
Idaho6/3/2008
Illinois11/21/2007
Indiana6/3/2008
Kansas11/2/2012
Kentucky6/3/2008
Louisiana2/10/2010
Maine6/8/2011
Maryland7/26/2011
Massachusetts7/9/2013
Michigan5/22/2008
Minnesota6/3/2008
Mississippi6/3/2008
Missouri10/5/2012
Montana6/3/2008
Nebraska5/22/2008
Nevada6/3/2008
New Hampshire4/20/2011
New Jersey6/26/2008
New Mexico10/21/2011
New York5/22/2008
North Carolina6/3/2008
North Dakota9/20/2017
Ohio6/3/2008
Oklahoma8/30/2011
Oregon6/3/2008
Pennsylvania5/22/2008
Rhode Island4/4/2013
South Carolina6/3/2008
South Dakota9/3/2019
Tennessee6/4/2008
Texas4/22/2009
Utah6/3/2008
Virginia6/3/2008
Washington6/3/2008
West Virginia3/29/2011
Wisconsin8/23/2010
Wyoming1/2/2018
EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

Not Currently an Exempt Reporting Adviser
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.