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TIMOTHY NEIL TREMBLAY
CRD#: 1201542
IA
Investment Adviser
B
Broker
CENTAURUS FINANCIAL, INC.CRD#: 30833 3902 STATE STREET
SUITE #101
SANTA BARBARA, CA 93105
Registration History
1985199019952000200520102015202020252 FIRMS2003 - Present (21 years)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1997 - 2003 (5 years)BCRUTTENDEN ROTH INCORPORATED (CRD# 15407)1995 - 1997 (2 years)BSMITH BARNEY INC. (CRD# 7059)1993 - 1995 (2 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1983 - 1993 (9 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1986 - 1986 (<1 year)IAWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)2001 - 2003 (1 year)
Disclosure(s)
View By:
2/7/2025
Regulatory
Final
8/15/2024
Customer Dispute
Pending
1/9/2024
Customer Dispute
Pending
6/2/2023
Customer Dispute
Pending
9/30/2022
Customer Dispute
Settled
3/31/2015
Customer Dispute
Settled
2/25/2013
Customer Dispute
Settled
2/4/2013
Customer Dispute
Settled
7/21/1994
Customer Dispute
Settled
9/1/1992
Customer Dispute
Award / Judgment
11/1/1989
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 6/13/2003

IA
New Mexico 8/21/2020

IA
California 5/16/2003

B
New York 5/13/2004

B
California 5/20/2003

B
North Carolina 5/16/2003

B
District of Columbia 6/25/2003

B
Pennsylvania 5/16/2003

B
Florida 7/15/2022

IA
Pennsylvania 1/6/2011

B
Illinois 6/9/2003

B
South Carolina 6/24/2022

B
Kansas 4/15/2004

B
Tennessee 7/24/2003

B
Kentucky 9/20/2022

B
Texas 11/3/2003

B
Michigan 8/18/2022

B
Washington 5/19/2003

B
New Mexico 4/13/2004

B
West Virginia 11/21/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CENTAURUS FINANCIAL, INC. (CRD#:30833)
3902 STATE STREET SUITE #101, SANTA BARBARA, CA 93105
32129 LINDERO CANYON ROAD SUITE #107, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 5/16/2003

B
CENTAURUS FINANCIAL, INC. (CRD#:30833)
3902 STATE STREET SUITE #101, SANTA BARBARA, CA 93105
32129 LINDERO CANYON ROAD SUITE #107, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 5/16/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/27/2001 - 05/21/2003 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) SANTA BARBARA, CA
B
07/28/1997 - 05/21/2003 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
05/31/1995 - 07/10/1997 CRUTTENDEN ROTH INCORPORATED (CRD#:15407) NEWPORT BEACH, CA
B
04/02/1993 - 06/05/1995 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
10/20/1983 - 03/16/1993 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
02/10/1986 - 02/27/1986 PAINEWEBBER INCORPORATED (CRD#:8174)
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.