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Detailed Report
PAUL DAVID MACGREGOR
CRD#: 1128135
IA
Investment Adviser
B
Broker
VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 2202 N WESTSHORE BLVD SUITE 200
TAMPA, FL 33607
Registration History
1985199019952000200520102015202020252 FIRMS2010 - Present (14 years)BING FINANCIAL ADVISERS, LLC (CRD# 34815)1993 - 2010 (17 years)BAETNA FINANCIAL SERVICES, INC. (CRD# 13255)1996 - 2000 (4 years)BAETNA LIFE INSURANCE AND ANNUI... (CRD# 13256)1984 - 1993 (9 years)BSECURITY FIRST FINANCIAL, INC. (CRD# 6695)1983 - 1984 (1 year)IAING FINANCIAL ADVISERS, LLC (CRD# 34815)2003 - 2010 (7 years)
Disclosure(s)
View By:
7/20/2015
Judgment / Lien
9/1/2014
Judgment / Lien
4/9/2013
Judgment / Lien
License(s)

State Registrations

B
Florida 12/17/2010
B
North Carolina 7/15/2022
IA
Florida 12/23/2010

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
2202 N WESTSHORE BLVD SUITE 200, TAMPA, FL 33607
Registered with this firm since 12/23/2010
B
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
2202 N WESTSHORE BLVD SUITE 200, TAMPA, FL 33607
Registered with this firm since 12/17/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/28/2003 - 12/31/2010 ING FINANCIAL ADVISERS, LLC (CRD#:34815) TAMPA, FL
B
 10/15/1993 - 12/31/2010 ING FINANCIAL ADVISERS, LLC (CRD#:34815) TAMPA, FL
B
 01/23/1996 - 09/21/2000 AETNA FINANCIAL SERVICES, INC. (CRD#:13255) HARTFORD, CT
B
 01/11/1984 - 10/15/1993 AETNA LIFE INSURANCE AND ANNUITY COMPANY (CRD#:13256) HARTFORD, CT
B
 06/03/1983 - 07/06/1984 SECURITY FIRST FINANCIAL, INC. (CRD#:6695)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.