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Thomas James Archer
TOM ARCHER
CRD#: 1002946
IA
Investment Adviser
B
Broker
TLG ADVISORS, INC.CRD#: 111052 10000 Memorial Drive, Suite 200
Houston, TX 77024
THE LEADERS GROUP, INC.CRD#: 37157 10000 Memorial Drive, Suite 200
Houston, TX 77024
Registration History
1985199019952000200520102015202020252 FIRMS2019 - 2021 (2 years)2 FIRMS2022 - Present (3 years)BVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2004 - 2019 (15 years)BELITE SECURITIES, INC. (CRD# 119220)2002 - 2010 (7 years)BLOCUST STREET SECURITIES, INC. (CRD# 1703)2002 - 2004 (2 years)BPROEQUITIES, INC. (CRD# 15708)2000 - 2001 (1 year)BLOCUST STREET SECURITIES, INC. (CRD# 1703)1998 - 2000 (2 years)BVESTAX SECURITIES CORPORATION (CRD# 10332)1997 - 1998 (<1 year)BCONSECO FINANCIAL SERVICES, INC. (CRD# 629)1982 - 1998 (16 years)BFIRST VARIABLE CAPITAL SERVICE... (CRD# 30007)1996 - 1996 (<1 year)BPENN MUTUAL EQUITY SERVICES, INC. (CRD# 4031)1989 - 1990 (1 year)BAETNA LIFE INSURANCE AND ANNUI... (CRD# 13256)1983 - 1986 (3 years)IAVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2008 - 2019 (10 years)
Disclosure(s)
View By:
2/22/2019
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 4/13/2022

B
Ohio 4/20/2022

B
California 1/3/2022

B
Pennsylvania 1/4/2022

B
Florida 1/3/2022

B
Texas 1/3/2022

B
Kentucky 4/22/2022

IA
Texas 1/4/2022

B
Louisiana 1/3/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TLG ADVISORS, INC. (CRD#:111052)
10000 Memorial Drive, Suite 200, Houston, TX 77024
Registered with this firm since 1/4/2022

B
THE LEADERS GROUP, INC. (CRD#:37157)
10000 Memorial Drive, Suite 200, Houston, TX 77024
Registered with this firm since 1/3/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/30/2019 - 12/31/2021 CONCOURSE FINANCIAL GROUP ADVISORS (CRD#:15708) HOUSTON, TX
B
03/26/2019 - 12/31/2021 CONCOURSE FINANCIAL GROUP SECURITIES, INC. (CRD#:15708) HOUSTON, TX
IA
04/21/2008 - 03/12/2019 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) HOUSTON, TX
B
01/01/2004 - 03/12/2019 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) HOUSTON, TX
B
07/23/2002 - 03/10/2010 ELITE SECURITIES, INC. (CRD#:119220) HOUSTON, TX
B
01/11/2002 - 01/01/2004 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
B
03/01/2000 - 12/31/2001 PROEQUITIES, INC. (CRD#:15708) BIRMINGHAM, AL
B
02/12/1998 - 04/17/2000 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
B
12/10/1997 - 03/26/1998 VESTAX SECURITIES CORPORATION (CRD#:10332) HUDSON, OH
B
01/20/1982 - 01/07/1998 CONSECO FINANCIAL SERVICES, INC. (CRD#:629) CARMEL, IN
B
03/09/1996 - 10/14/1996 FIRST VARIABLE CAPITAL SERVICES, INC. (CRD#:30007) BIRMINGHAM, AL
B
11/09/1989 - 12/13/1990 PENN MUTUAL EQUITY SERVICES, INC. (CRD#:4031) CONSHOHOCKEN, PA
B
06/19/1983 - 07/07/1986 AETNA LIFE INSURANCE AND ANNUITY COMPANY (CRD#:13256)
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.