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TIMOTHY JOSEPH BOYS
TIM BOYS
CRD#: 1001277
IA
B
PRINCIPAL SECURITIES, INC.CRD#: 1137 7700 EQUITABLE DR
STE 204
EDEN PRAIRIE, MN 55344
STE 204
EDEN PRAIRIE, MN 55344
0
Disclosures
43
Years of Experience
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State Registrations
B
California 3/26/2021
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Minnesota 1/16/2014
B
Colorado 4/12/2022
B
Ohio 7/15/2021
B
Connecticut 1/22/2020
B
Oregon 11/22/2024
B
Florida 1/7/2019
B
Pennsylvania 8/3/2020
B
Iowa 4/10/2022
B
Texas 6/18/2019
B
Kentucky 2/15/2022
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Texas 6/16/2021
B
Minnesota 11/27/2001
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 1/16/2014
B
Registered with this firm since 11/27/2001
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/21/1994 - 11/21/2001 | BOSTON, MA | |
B | 07/21/1994 - 05/01/1997 | BOSTON, MA | |
B | 03/12/1990 - 08/12/1994 | WINDSOR, CT | |
B | 10/20/1981 - 03/09/1994 | BOSTON, MA | |
B | 10/20/1981 - 01/05/1990 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.