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WILLIAM CHRISTOPHER MAXWELL
CHRIS MAXWELL, WILLIAM CHRISTOPHE MAXWELL
CRD#: 878067
IA
Investment Adviser
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Previous Broker
MAXWELL FAMILY OFFICE, LLCCRD#: 326584 ROCK HALL, MD
Registration History
1980198519901995200020052010201520202025IAMAXWELL FAMILY OFFICE, LLC (CRD# 326584)2023 - Present (1 year)BINCAP SECURITIES, INC. (CRD# 25401)2002 - 2003 (<1 year)BPRIME SOLUTIONS SECURITIES, INC. (CRD# 46017)1999 - 2000 (1 year)BKEY INVESTMENTS INC. (CRD# 15873)1993 - 1998 (4 years)BCHASE LINCOLN FIRST BROKERAGE ... (CRD# 15514)1986 - 1991 (5 years)BCITICORP SECURITIES COMPANY, INC. (CRD# 7474)1979 - 1981 (2 years)IAOSPREY CAPITAL MANAGEMENT, LLC (CRD# 151132)2009 - 2016 (7 years)IACONESTOGA CAPITAL ADVISORS, LLC (CRD# 111750)2001 - 2009 (8 years)
Disclosure(s)
View By:
5/5/2023
Regulatory
Final
License(s)

State Registrations

IA
Maryland 10/3/2023

Current Registration(s)
IA
MAXWELL FAMILY OFFICE, LLC (CRD#:326584)
ROCK HALL, MD
Registered with this firm since 10/3/2023

Previous Registration(s)
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09/11/2009 - 12/31/2016 OSPREY CAPITAL MANAGEMENT, LLC (CRD#:151132) ROCK HALL, MD
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08/14/2001 - 11/03/2009 CONESTOGA CAPITAL ADVISORS, LLC (CRD#:111750) ROCK HALL, MD
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10/04/2002 - 08/04/2003 INCAP SECURITIES, INC. (CRD#:25401) BALTIMORE, MD
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11/29/1999 - 12/05/2000 PRIME SOLUTIONS SECURITIES, INC. (CRD#:46017) CLEVELAND, OH
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11/02/1993 - 01/05/1998 KEY INVESTMENTS INC. (CRD#:15873) CLEVELAND, OH
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03/19/1986 - 12/31/1991 CHASE LINCOLN FIRST BROKERAGE SERVICES, INC. (CRD#:15514) BOSTON, MA
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04/06/1979 - 12/24/1981 CITICORP SECURITIES COMPANY, INC. (CRD#:7474)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.