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DENNIS JAMES KREINER
CRD#: 874520
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 505 Lomas Santa Fe Dr
Ste 150
Solana Beach, CA 92075
Registration History
19801985199019952000200520102015202020252 FIRMS2014 - Present (10 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)1979 - 2014 (34 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1979 - 2006 (26 years)BIDS FINANCIAL SERVICES INC. (CRD# 6320)1979 - 1986 (7 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2003 - 2014 (11 years)
Disclosure(s)
View By:
12/27/2012
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
Alaska 11/21/2016

B
Michigan 11/12/2014

B
Arizona 11/12/2014

B
Montana 2/17/2021

B
California 11/12/2014

B
New Hampshire 7/17/2015

IA
California 11/12/2014

B
Oregon 11/20/2018

B
Maine 11/12/2014

B
Pennsylvania 11/12/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
505 Lomas Santa Fe Dr Ste 150, Solana Beach, CA 92075
Salinas, CA
Registered with this firm since 11/12/2014

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
505 Lomas Santa Fe Dr Ste 150, Solana Beach, CA 92075
Salinas, CA
Registered with this firm since 11/12/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/30/2003 - 10/23/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ELIZABETHTOWN, PA
B
11/28/1979 - 10/23/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ELIZABETHTOWN, PA
B
11/28/1979 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
11/28/1979 - 12/24/1986 IDS FINANCIAL SERVICES INC. (CRD#:6320)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.