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STEVEN RUSSEL DIETZ
STEVEN R DIETZ
CRD#: 874380
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 442 Highway 35 South
Bldg A 1st Floor
Eatontown, NJ 07724
CETERA ADVISORS LLCCRD#: 10299 442 Highway 35 South
Bldg A 1st Floor
Eatontown, NJ 07724
Registration History
19801985199019952000200520102015202020252 FIRMS2008 - 2014 (6 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2022 - Present (2 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2014 - 2022 (7 years)BFIRST MONTAUK SECURITIES CORP. (CRD# 13755)1988 - 2008 (20 years)BPHILIPS, APPEL & WALDEN, INC. (CRD# 659)1983 - 1988 (4 years)BFITTIN, CUNNINGHAM & LAUZON, INC. (CRD# 6866)1982 - 1983 (1 year)BADVEST, INC. (CRD# 10)1981 - 1982 (<1 year)BVERRILLI ALTSCHULER SCHWARTZ INC. (CRD# 7203)1979 - 1981 (2 years)IACETERA ADVISORS LLC (CRD# 10299)2022 - 2024 (1 year)IANATIONAL ASSET MANAGEMENT, INC. (CRD# 115927)2015 - 2022 (7 years)IAFIRST MONTAUK SECURITIES CORP. (CRD# 13755)2006 - 2008 (1 year)
License(s)

State Registrations

B
Florida 6/30/2022

B
New York 6/30/2022

B
Maine 6/30/2022

B
Oregon 6/30/2022

B
New Jersey 6/30/2022

B
Virginia 6/30/2022

IA
New Jersey 3/21/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
442 Highway 35 South Bldg A 1st Floor, Eatontown, NJ 07724
Neptune, NJ
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
442 Highway 35 South Bldg A 1st Floor, Eatontown, NJ 07724
Neptune, NJ
Registered with this firm since 6/30/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/07/2022 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) Eatontown, NJ
IA
01/22/2015 - 07/06/2022 NATIONAL ASSET MANAGEMENT, INC. (CRD#:115927) EATONTOWN, NJ
B
12/15/2014 - 07/06/2022 NATIONAL SECURITIES CORPORATION (CRD#:7569) EATONTOWN, NJ
IA
08/28/2008 - 12/15/2014 J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC (CRD#:124446) RED BANK, NJ
B
08/21/2008 - 12/15/2014 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) RED BANK, NJ
IA
10/12/2006 - 08/20/2008 FIRST MONTAUK SECURITIES CORP. (CRD#:13755) RED BANK, NJ
B
02/10/1988 - 08/20/2008 FIRST MONTAUK SECURITIES CORP. (CRD#:13755) RED BANK, NJ
B
04/27/1983 - 02/20/1988 PHILIPS, APPEL & WALDEN, INC. (CRD#:659)
B
03/01/1982 - 04/18/1983 FITTIN, CUNNINGHAM & LAUZON, INC. (CRD#:6866)
B
11/23/1981 - 02/23/1982 ADVEST, INC. (CRD#:10)
B
11/26/1979 - 11/18/1981 VERRILLI ALTSCHULER SCHWARTZ INC. (CRD#:7203)
FINRA expelled the firm on 07/31/1986
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B
Broker
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Investment Adviser
Disclosures
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