Individual Firm
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NORMAN JOSEPH SANTORI
SKIP SANTORI
CRD#: 873209
IA
B
SANTORI & PETERSCRD#: 105978 Bonita Springs, FL
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8/21/2024
Regulatory
Final
State Registrations
IA
Florida 8/21/2024
IA
Pennsylvania 4/2/1991
IA
Ohio 12/13/2018
IA
Texas 4/23/2010
IA
Registered with this firm since 4/2/1991
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/17/1997 - 03/17/2000 | DES MOINES, IA | |
B | 12/16/1986 - 04/25/1996 | PITTSBURGH, PA | |
B | 07/01/1985 - 12/20/1986 | ||
B | 09/12/1983 - 06/27/1985 | ||
B | 11/01/1979 - 10/27/1982 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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