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Michael H Russ
MICHAEL HART RUSS
CRD#: 872990
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 300 CRESCENT CT
PBIG - DALLAS PRIVATE WEALTH
DALLAS, TX 75201
Registration History
19801985199019952000200520102015202020252 FIRMS2003 - Present (21 years)BGOLDMAN, SACHS & CO. (CRD# 361)1979 - 2003 (23 years)
Disclosure(s)
View By:
1/25/2003
Customer Dispute
Pending
License(s)

State Registrations

B
Arizona 4/29/2014

B
Nevada 1/24/2018

B
California 3/13/2003

B
New Jersey 1/27/2023

B
Colorado 3/13/2003

B
New Mexico 12/6/2023

B
Connecticut 7/28/2004

B
New York 3/13/2003

B
Delaware 12/19/2018

B
North Carolina 10/31/2023

B
Florida 3/13/2003

B
Oklahoma 12/15/2020

B
Georgia 3/13/2003

B
Oregon 12/6/2024

B
Hawaii 10/9/2020

B
Pennsylvania 7/21/2021

B
Illinois 8/12/2019

B
Tennessee 3/13/2003

B
Indiana 8/27/2020

B
Texas 3/13/2003

B
Iowa 11/13/2020

IA
Texas 3/13/2003

B
Kansas 10/14/2020

B
Utah 9/23/2020

B
Kentucky 10/14/2020

B
Vermont 1/20/2022

B
Maryland 3/18/2003

B
Virginia 12/6/2023

B
Massachusetts 9/12/2019

B
Washington 7/20/2007

B
Mississippi 1/20/2015

B
West Virginia 3/13/2003

B
Missouri 3/13/2003

B
Wisconsin 9/21/2011

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
300 CRESCENT CT PBIG - DALLAS PRIVATE WEALTH, DALLAS, TX 75201
Dallas, TX
Registered with this firm since 3/13/2003

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
300 CRESCENT CT PBIG - DALLAS PRIVATE WEALTH, DALLAS, TX 75201
Dallas, TX
Registered with this firm since 3/13/2003

Previous Registration(s)
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B
10/24/1979 - 04/01/2003 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.