Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
EDWARD JEFFREY GORDON
CRD#: 872816
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 20807 Biscayne Boulevard
5Th&6Th Floor
Aventura, FL 33180
Registration History
19801985199019952000200520102015202020252 FIRMS2003 - 2003 (<1 year)2 FIRMS2003 - 2019 (16 years)2 FIRMS2019 - Present (5 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1979 - 2002 (22 years)
License(s)

State Registrations

B
Alabama 2/8/2023
B
Nebraska 2/8/2023
B
Alaska 2/8/2023
B
Nevada 2/8/2023
B
Arizona 2/8/2023
B
New Hampshire 2/8/2023
B
Arkansas 2/8/2023
B
New Jersey 9/6/2019
B
California 9/6/2019
B
New Mexico 2/8/2023
B
Colorado 9/6/2019
B
New York 9/6/2019
B
Connecticut 9/6/2019
B
North Carolina 2/8/2023
B
Delaware 4/2/2020
B
North Dakota 2/8/2023
B
District of Columbia 2/8/2023
B
Ohio 9/6/2019
B
Florida 9/6/2019
B
Oklahoma 2/8/2023
IA
Florida 9/23/2019
B
Oregon 2/8/2023
B
Georgia 9/6/2019
B
Pennsylvania 9/6/2019
B
Hawaii 2/8/2023
B
Puerto Rico 2/8/2023
B
Idaho 2/8/2023
B
Rhode Island 2/8/2023
B
Illinois 2/8/2023
B
South Carolina 2/8/2023
B
Indiana 2/8/2023
B
South Dakota 2/8/2023
B
Iowa 2/8/2023
B
Tennessee 2/8/2023
B
Kansas 2/8/2023
B
Texas 9/6/2019
B
Kentucky 2/8/2023
IA
Texas 9/6/2019
B
Louisiana 2/8/2023
B
Utah 2/8/2023
B
Maine 2/8/2023
B
Vermont 2/8/2023
B
Maryland 2/8/2023
B
Virgin Islands 2/8/2023
B
Massachusetts 9/6/2019
B
Virginia 9/6/2019
B
Michigan 2/8/2023
B
Washington 2/8/2023
B
Minnesota 2/8/2023
B
West Virginia 2/8/2023
B
Mississippi 2/8/2023
B
Wisconsin 2/8/2023
B
Missouri 2/8/2023
B
Wyoming 2/8/2023
B
Montana 2/8/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180
Registered with this firm since 9/6/2019
B
MORGAN STANLEY (CRD#:149777)
20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180
Registered with this firm since 9/6/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/01/2003 - 09/11/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) AVENTURA, FL
B
 07/01/2003 - 09/11/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) AVENTURA, FL
IA
 06/09/2003 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) MIAMI, FL
B
 06/09/2003 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 10/26/1979 - 02/14/2002 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.