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TIMOTHY JOSEPH HAAS
TIM HAAS
CRD#: 871008
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8460 ZANE AVE N
BROOKLYN PARK, MN 55443
Registration History
19801985199019952000200520102015202020253 FIRMS1979 - 1984 (4 years)2 FIRMS1989 - 1990 (<1 year)2 FIRMS2010 - 2017 (6 years)2 FIRMS2017 - Present (7 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2006 - 2010 (4 years)BPIPER JAFFRAY & CO. (CRD# 665)2000 - 2006 (6 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)1993 - 2001 (8 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)1991 - 1993 (1 year)BKINGLAND CAPITAL CORPORATION (CRD# 16341)1990 - 1991 (<1 year)BISFA CORPORATION (CRD# 12984)1987 - 1989 (1 year)BOFFERMAN & CO., INC. (CRD# 345)1984 - 1987 (2 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - 2010 (3 years)
Disclosure(s)
View By:
6/12/2000
Customer Dispute
Settled
3/23/2000
Customer Dispute
Settled
8/11/1999
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 3/31/2017

B
Ohio 2/26/2023

B
Florida 3/31/2017

B
South Carolina 4/10/2017

B
Kansas 6/7/2024

B
South Dakota 4/11/2017

IA
Minnesota 3/31/2017

B
Texas 1/19/2024

B
Minnesota 4/5/2017

IA
Texas 1/19/2024

B
New Mexico 3/31/2017

B
Wisconsin 3/31/2017

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8460 ZANE AVE N, BROOKLYN PARK, MN 55443
8041 BROOKLYN BLVD, BROOKLYN PARK, MN 55445
Registered with this firm since 3/31/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8460 ZANE AVE N, BROOKLYN PARK, MN 55443
8041 BROOKLYN BLVD, BROOKLYN PARK, MN 55445
Registered with this firm since 3/31/2017

Previous Registration(s)
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IA
11/23/2010 - 04/05/2017 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) MINNETONKA, MN
B
11/12/2010 - 04/05/2017 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) MINNETONKA, MN
IA
03/27/2007 - 11/18/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
08/12/2006 - 11/18/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
01/31/2000 - 08/12/2006 PIPER JAFFRAY & CO. (CRD#:665) WAYZATA, MN
B
05/28/1993 - 09/04/2001 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
B
11/07/1991 - 05/26/1993 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
B
07/10/1990 - 04/22/1991 KINGLAND CAPITAL CORPORATION (CRD#:16341)
B
09/18/1989 - 01/13/1990 NML EQUITY SERVICES, INC. (CRD#:2881) MILWAUKEE, WI
B
09/18/1989 - 01/13/1990 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
12/22/1987 - 06/14/1989 ISFA CORPORATION (CRD#:12984) APPLETON, WI
B
07/26/1984 - 01/06/1987 OFFERMAN & CO., INC. (CRD#:345)
B
09/13/1979 - 08/10/1984 IDS LIFE INSURANCE COMPANY (CRD#:6321)
B
09/13/1979 - 08/10/1984 IDS MARKETING CORPORATION (CRD#:6363)
B
09/13/1979 - 08/10/1984 IDS/AMERICAN EXPRESS INC. (CRD#:6320)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.