Individual Firm
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FRED ARTHUR SCHEEREN
CRD#: 870669
IA
B
WELLS FARGO ADVISORSCRD#: 11025 2001 MAIN STREET
SUITE 701
WHEELING, WV 26003
SUITE 701
WHEELING, WV 26003
View By:
2/28/1995
Customer Dispute
Settled
State Registrations
B
Alabama 1/24/2023
B
Mississippi 1/20/2023
B
Alaska 1/20/2023
B
Missouri 1/20/2023
B
Arizona 1/20/2023
B
New Jersey 1/20/2023
B
Arkansas 1/20/2023
B
New York 1/20/2023
B
California 1/20/2023
B
North Carolina 1/20/2023
B
Colorado 1/20/2023
B
Ohio 1/20/2023
B
Connecticut 1/20/2023
B
Oregon 1/20/2023
B
Delaware 1/20/2023
B
Pennsylvania 1/20/2023
B
District of Columbia 1/20/2023
B
South Carolina 1/20/2023
B
Florida 1/20/2023
B
Tennessee 1/20/2023
IA
Florida 11/9/2023
B
Texas 1/20/2023
B
Georgia 1/20/2023
IA
Texas 1/20/2023
B
Illinois 1/20/2023
B
Virginia 1/20/2023
B
Indiana 1/24/2023
B
Washington 1/20/2023
B
Kentucky 1/20/2023
B
West Virginia 1/20/2023
B
Maryland 1/24/2023
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West Virginia 1/27/2023
B
Massachusetts 1/20/2023
B
Wisconsin 1/20/2023
B
Michigan 1/20/2023
B
Wyoming 11/22/2023
SRO Registrations
B
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IA
Registered with this firm since 1/20/2023
B
Registered with this firm since 1/20/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/10/2006 - 01/20/2023 | WHEELING, WV | |
B | 01/06/2006 - 01/20/2023 | WHEELING, WV | |
IA | 09/27/1995 - 01/26/2006 | WHEELING, WV | |
B | 06/18/1990 - 01/26/2006 | WHEELING, WV | |
B | 08/28/1979 - 06/18/1990 | PITTSBURGH, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.