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Detailed Report
JONATHAN KENT GANZERT
KENT GANZERT
CRD#: 870628
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 4064 Colony Road
Two Morrocroft Centre, Suite 450
CHARLOTTE, NC 28211
Registration History
19801985199019952000200520102015202020252 FIRMS2005 - Present (19 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2000 - 2005 (4 years)BJ.C. BRADFORD & CO. (CRD# 1287)1998 - 2000 (2 years)BWHEAT, FIRST SECURITIES, INC. (CRD# 6124)1984 - 1998 (13 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1980 - 1984 (4 years)BPAINE, WEBBER, JACKSON & CURTI... (CRD# 640)1979 - 1980 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2005 - 2005 (<1 year)
License(s)

State Registrations

B
Arizona 10/8/2012
B
New York 7/8/2005
B
California 7/8/2005
B
North Carolina 7/8/2005
B
Colorado 11/3/2010
IA
North Carolina 7/29/2005
B
Florida 2/8/2019
B
Ohio 11/6/2024
B
Georgia 7/8/2005
B
Oklahoma 6/17/2024
B
Kansas 4/11/2019
B
South Carolina 7/8/2005
B
Maryland 4/29/2011
B
Texas 5/8/2020
B
Michigan 2/22/2019
IA
Texas 5/11/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
4064 Colony Road Two Morrocroft Centre, Suite 450, CHARLOTTE, NC 28211
Registered with this firm since 7/29/2005
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
4064 Colony Road Two Morrocroft Centre, Suite 450, CHARLOTTE, NC 28211
Registered with this firm since 7/8/2005
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/16/2005 - 07/29/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHARLOTTE, NC
B
 08/14/2000 - 07/29/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
 03/13/1998 - 08/14/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
B
 09/10/1984 - 04/03/1998 WHEAT, FIRST SECURITIES, INC. (CRD#:6124) CHARLOTTE, NC
B
 01/31/1980 - 10/01/1984 PAINEWEBBER INCORPORATED (CRD#:8174)
B
 08/28/1979 - 01/31/1980 PAINE, WEBBER, JACKSON & CURTIS INCORPORATED (CRD#:640)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.