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ROBERT N WORGAFTIK
BOB WORGAFTIK, ROBERT NORMAN WORGAFTIK
CRD#: 870270
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 197 SCOTT SWAMP RD.
FARMINGTON, CT 06032
Registration History
1980198519901995200020052010201520202025IAPARK AVENUE SECURITIES LLC (CRD# 46173)2001 - Present (24 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - Present (25 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1986 - 1999 (13 years)BCARDELL & ASSOCIATES, INCORPORATED (CRD# 7700)1984 - 1986 (1 year)BCNA INVESTOR SERVICES, INC. (CRD# 7360)1983 - 1984 (1 year)BCIGNA SECURITIES, INC. (CRD# 145)1979 - 1983 (3 years)
Disclosure(s)
View By:
1/7/2013
Customer Dispute
Denied
5/23/2012
Customer Dispute
Settled
License(s)

State Registrations

B
Alaska 3/29/2004

IA
Missouri 7/25/2024

B
Arizona 4/12/2002

B
Montana 8/8/2017

IA
Arizona 10/11/2016

IA
Montana 8/8/2017

B
Arkansas 3/29/2000

B
Nebraska 11/3/2023

IA
Arkansas 12/5/2022

B
Nevada 3/30/2000

B
California 5/3/1999

IA
Nevada 9/12/2016

IA
California 4/25/2012

B
New Hampshire 3/29/2000

B
Colorado 2/17/2006

IA
New Hampshire 7/6/2017

IA
Colorado 3/24/2014

B
New Jersey 3/29/2000

B
Connecticut 5/3/1999

IA
New Jersey 3/1/2011

IA
Connecticut 1/12/2001

B
New Mexico 11/2/2016

B
Delaware 1/28/2010

B
New York 5/3/1999

IA
District of Columbia 4/20/2015

IA
New York 4/16/2021

B
District of Columbia 5/4/2015

B
North Carolina 5/3/1999

B
Florida 5/3/1999

IA
North Carolina 4/14/2015

IA
Florida 7/12/2012

B
Ohio 8/9/2018

B
Georgia 5/3/1999

B
Oklahoma 11/16/2018

IA
Georgia 5/16/2013

B
Oregon 10/31/2019

B
Hawaii 8/22/2017

IA
Oregon 10/31/2019

IA
Hawaii 8/22/2017

B
Pennsylvania 5/3/1999

B
Idaho 8/30/2018

IA
Pennsylvania 12/10/2020

B
Illinois 7/20/2017

B
Rhode Island 3/30/2000

IA
Illinois 7/20/2017

IA
Rhode Island 3/19/2009

B
Iowa 11/19/2018

B
South Carolina 12/8/2004

B
Kentucky 9/11/2017

IA
South Carolina 4/26/2012

IA
Kentucky 9/11/2017

B
Texas 9/30/1999

B
Louisiana 12/4/2020

IA
Texas 6/20/2016

B
Maine 3/29/2000

B
Vermont 2/28/2002

IA
Maine 9/19/2019

B
Virginia 3/30/2000

B
Maryland 3/29/2000

IA
Virginia 2/11/2021

IA
Maryland 7/25/2017

B
Washington 8/16/2016

B
Massachusetts 5/3/1999

IA
Washington 10/5/2021

IA
Massachusetts 1/1/2001

B
West Virginia 2/14/2020

B
Michigan 3/29/2000

B
Wisconsin 5/3/1999

B
Mississippi 11/28/2007

B
Wyoming 4/24/2017

B
Missouri 12/16/2015

IA
Wyoming 7/25/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
197 SCOTT SWAMP RD., FARMINGTON, CT 06032
Avon, CT
Registered with this firm since 1/1/2001

B
PARK AVENUE SECURITIES LLC (CRD#:46173)
197 SCOTT SWAMP RD., FARMINGTON, CT 06032
Avon, CT
Registered with this firm since 5/3/1999

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/28/1986 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
07/27/1984 - 01/24/1986 CARDELL & ASSOCIATES, INCORPORATED (CRD#:7700)
FINRA expelled the firm on 01/15/1987
B
04/15/1983 - 07/30/1984 CNA INVESTOR SERVICES, INC. (CRD#:7360)
B
08/24/1979 - 05/09/1983 CIGNA SECURITIES, INC. (CRD#:145)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.