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Detailed Report
SUSAN VANCE WILSON
SUSAN VANCE
CRD#: 870242
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1445 Chamberlain Road
Pasadena, CA 91103
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 Pasadena, CA
Registration History
19801985199019952000200520102015202020252 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2013 (5 years)2 FIRMS2013 - 2013 (<1 year)2 FIRMS2013 - 2016 (2 years)2 FIRMS2016 - Present (8 years)BMORGAN STANLEY DW INC. (CRD# 7556)1979 - 2007 (27 years)IAMORGAN STANLEY (CRD# 7556)1997 - 2007 (9 years)
License(s)

State Registrations

B
Arizona 10/26/2016
B
Indiana 12/20/2016
B
California 10/26/2016
B
Maine 6/15/2022
IA
California 11/2/2016
B
Massachusetts 1/3/2017
B
Delaware 10/26/2016
B
Missouri 10/26/2016
B
Florida 10/26/2016
B
Nevada 9/2/2021
B
Georgia 12/20/2016
B
New Jersey 10/26/2016
B
Idaho 10/26/2016
B
New York 10/26/2016
B
Illinois 10/26/2016
B
Virginia 8/23/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
1445 Chamberlain Road, Pasadena, CA 91103
Registered with this firm since 11/2/2016
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
Pasadena, CA
Registered with this firm since 10/26/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/25/2013 - 10/27/2016 D.A. DAVIDSON & CO. (CRD#:199) LOS ANGELES, CA
B
 11/25/2013 - 10/27/2016 D.A. DAVIDSON & CO. (CRD#:199) LOS ANGELES, CA
IA
 11/04/2013 - 11/25/2013 CROWELL WEEDON & CO. (CRD#:168622) LOS ANGELES, CA
B
 11/04/2013 - 11/25/2013 CROWELL WEEDON & CO. (CRD#:168622) LOS ANGELES, CA
IA
 01/04/2008 - 11/04/2013 CROWELL, WEEDON & CO. (CRD#:193) LOS ANGELES, CA
B
 01/03/2008 - 11/04/2013 CROWELL, WEEDON & CO. (CRD#:193) LOS ANGELES, CA
IA
 04/02/2007 - 01/07/2008 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) LOS ANGELES, CA
B
 04/02/2007 - 01/07/2008 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) LOS ANGELES, CA
IA
 07/08/1997 - 04/02/2007 MORGAN STANLEY (CRD#:7556) LOS ANGELES, CA
B
 08/24/1979 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.